Ruin, Blood, Iron, and Context

It has been some time since I read a comprehensive history of World War II. Richard Overy’s Blood and Ruins is subtitled The Last Imperial War and so it is an examination of the war as the last blatant excess of imperialism.

At least, in the traditional sense of the term, as an open and unapologetic expression of the prejudice of the so-called Great Powers to hold, maintain, or create vast colonial empires. One can argue that we still live in an imperial age, but not in the same way and certainly not as a condition sustainable in any meaningful way. What we have now is a state of economic imperialism that on the national level constantly fragments, reorganizes, and coalesces around stated anti-colonial principles. Again, one can argue about the successes or failures of this, but it is a different kind of thing than the Empires of the 18th and 19th Centuries, which, according to Overy, collapsed with WWII.

Overy starts with the Great Depression. He is of the school that sees the second world war as a continuation of the first (are there any who see them as distinct anymore?) and the economic catastrophe as a key element in the period between. The Japanese were already invading China, Mussolini was already trying to kick-start a new Roman Empire, which makes the popular “beginning” of the war in 1939 little more than a pin in the timetable to give shape for those not yet directly involved. He then traces the political and military pathways that took Europe and then the United States into the conflict. (A broader look at the period reveals that fighting on one front or another never really stopped in 1918.)

The book is organized into major reviews of the various aspects of the period—political, economic, military, social—to paint a holistic portrait of, essentially, the entirety of the conflict. Ambitious and not altogether successful, but that really is a quibble. (How complete can one be in a single volume, even one as exhaustive as this one?) With the benefit of several decades remove, the blanket assertions of previous histories seem to settle into more clinical analyses. The relations of Hitler with his advisors and the general staff, the miscalculations of Mussolini, the hubris of the various parties, and even in some instances their shared prejudices. 

Overy claims that three battles all in 1942 established the inevitable outcome: Guadalcanal, El Alamein, and Stalingrad. Laying out the logistical, economic, and global impact of these battles, he makes the case that in their aftermath it was nearly impossible for the Three Powers Pact countries, known popularly as the Axis, to achieve their initial aims, that of establishing and maintaining vast Empires and ending military conflict with their adversaries. The cost to Germany and Japan (and Italy) of these battles drained their ability to strike fatal blows. His numbers re persuasive if not conclusive. Of course, other factors had to remain in play—the commitment of Britain and America to continue as they had begun—but all the weaknesses of the Axis were put to the test and found wanting. The end three years later, according to Overy, was plain at this point.

But not apparent to those involved. He shows that those on the ground, in the circumstances, could not have known. Some guessed, a few had a good idea, but for the most part the cracks in the Axis were not perceived as fatal until much later.

Overy puts the numbers out there. How many divisions, how many tanks, how much artillery, air power, the ability to move men and materiél, and from this Olympian view, yes, it’s fairly obvious that Hitler and Tojo had gambled. Early success obviously convinced them they could achieve all their aims, but eventually the costs ground them down. 

All this to make his larger point, which is that this marked the effective end to the idea of Empire. Britain, he shows, fought to keep an empire it was already finding impossible to manage. Germany fought to gain an empire Hitler believed it deserved. Italy fought to recover one lost centuries before. Japan fought for a place at a table that was by then being cleared of the place settings of empire.

Russia fought for survival. Stalin, like many Russian rulers, had a view of empire somewhat different from the Western or even the Eastern concept. Territorial empire for Russia was basically buffer.

As the war wound down, the United States and Russia were the principle “victors” inasmuch as the postwar landscape emerged from their interests, with almost no one in a position to say no. At least ostensibly, the United States was invested in the end of imperialism, at least as it had been conceived and pursued till then. It costs too much. Even the emerging global economy seemed set to render empire a defunct model. Colonialism was on the way out, though it took decades for it that manifest.

Not that national actors did not continue to assert some form of colonial authority anyway. Wars have long aftermaths, which Overy takes pains to stress.

Overy has his biases, but by and large manages them carefully (he’s too kind to Montgomery, for one thing) and sets out a set of portraits of the people involved that renders them human and places their talents and contributions in context rather effectively. 

There is a great deal of detail here for the avid reader. His conclusions are restrained by the fact that he lets the details reveal what was there to see, but he has a decided point-of-view. Given his aims and the thematic center of what he seeks to argue, this is a fascinating assessment of a time that we are still dealing with, economically, culturally, morally, and certainly politically. 

People, Problems, Politics, and Possibilities

I remember as a child I once asked my dad where all the smoke from the smokestacks went. Into the air, obviously, but after that? I don’t remember exactly what he answered, but it was reassuring, something about how it just got diluted until it sort of wasn’t there anymore. Years later we would have debates about pollution and climate change and it was clear that he simply could not grasp how, the Earth being so big, that we mere mortals could possibly have the kind of impact environmentalists were claiming. It was frustrating and oddly appealing, because reassurance works that way.

One of his arguments rested on the production of CO2 and methane by the Earth itself, among other particulates such as my be spewed out by volcanoes, and how meager our own output was by comparison. Like other such arguments, its legitimacy rested on those factors left out, like accumulation over time. Some of the first work done on what we now call Anthropogenic Climate Change was down in the first half of the 19th Century. The problem was already apparent to some, but of course the question then was, so what? We have to stay warm, we need energy to build things, how are we supposed to do this thing called civilization if we don’t burn things? While this begs many questions (what is it you want to do? how do think “civilization” should manifest? just how much “progress” do we actually need in certain directions?) the fact is no one could construct solar panels in 1850.

And all the other localized signs that spoke to the hindbrain and the skin that told us nothing was changing. Winters were still cold (depending on where you were) summers still tolerable, water seemed plentiful, and so on. Everything is fine in my neighborhood, why the alarmist talk?

Now more of us are aware that self-deception has played a seriously negative role. Yes, politicians and industrialists have reasons to deceive us about these things, but the fact is many of us have been for decades inclined to believe everything would be fine.

With more frequent hurricanes, droughts, floods, and receding glaciers and our collective eyes on all of it almost obsessively (via media, documentaries, book after book) it has become impossible to calmly ignore the reality. And now we are here, a couple of degrees of global temperature away from the stuff of apocalyptic science fiction. Even the big corporations, while still often trying to underplay the crisis, are investing more and more in renewables and alternatives.  (I’m convinced we’re not farther along that road because the corporations took too long to figure out how to bill consumers profitably.)

Now that the ice sheets are receding and the oceans rising and the number of devastating storms is rising, before panic and collapse set in, what is there to be done?

Kim Stanley Robinson’s novel The Ministry For The Future, offers a set of possibilities.

Robinson has been writing ecologically-concerned science fiction all his career. The Mars Trilogy is nothing if not a study in potential human impact on an environment. It is clear from even a cursory perusal of his work that he knows from whence he speaks. What humans are doing, what we will do, what we will have in the wake of our collective doing inform the basis of almost all his work. And in a field that has often offered but seldom achieved viable glimpses of the future, his work carries an efficacy difficult to discredit.

The Ministry of the Future follows the work of a department established by the United Nations sometime in the near future (there’s overlap with the present) whose task becomes to speak for the citizens yet to be. Which eventually includes wildlife in an attempt to include all life in a concept of Citizen in order for them to be granted legal standing. The director of the ministry, Mary Murphy, is Irish, and reminds one a bit of Samantha Powers. She has talented people, many of them visionaries, some of them capable of surprising solutions not always legal.

In the wake of one of the worst ecological disasters in history—a heat wave that descends on India and ends up killing twenty million people—the mission of the Ministry acquires an urgency and a momentum that carries through the rest of the novel. Along the way we see solid analyses and examples of the consequences of climate change and glimpses of the costs of doing nothing.

But as well we see on offer solutions. Robinson pairs gloom and doom with possibilities and potentials in a series of elegant portrayals of what can be done. In this, he covers a wide range of the various aspects of the situation with skill and authority, from geo-engineering to economic revisions to migration policy and the kind of international coalition-building that will be essential. His projections of where we may be politically in thirty or forty years are compelling, suggesting the power of SF to predict the future has some legitimacy.

Though these are just possibilities. Grounded in real science and technology and in a pragmatic “read” of human political tendencies. Some of the factors he examines are less tractable and in some instances brutal. But given the Givens, as it were, he gives us a plausible picture of the next few decades and what it is possible to do. Whatever may actually happen will be different, but within the 560 pages of this novel are a suite of approaches that rise to the inspirational.

Regardless of what may happen, one thing emerges from the novel that is inarguable—any solution will necessarily be a collective endeavor.

As well, Robinson skillfully gives a personal story. Mary encounters the lone survivor of the India heatwave and over the course of the novel a relationship evolves that is one of the most heartfelt and poignant to be found. Through this, the personal challenges of the world as it will change emerges. He keeps the larger story firmly grounded in the personal throughout.

One comes away with the conviction that not only can we solve this problem, but that we will become better for having met the challenge, and afterward we might actually have world worthy of the best in us.

Out of the Mists

The common assumption put forward by several decades of anthropology and associated fields concerning that vast fog known as Prehistory runs as follows: humans, after emerging from the crapshoot of evolution, roved the savannah in small bands, gathering and hunting and painfully inching their way toward a point where they began to make tools (other than spear points and such). Then came a long period of migration, scattered attempts at settlement, until, a critical population mass achieved, agriculture was developed, and very quickly came the abandonment of hunter-gatherer society, leading to regular towns, art, and gradually more impressive engineering feats to serve the expanding agro-economy. At some further point, all this became the foundation of nascent states, after which the whole thing rolled into the “historic” era (marked by the advent of record-keeping) and kings and empires and slavery, and so forth.

This is more or less the way it was presented to me back in school, and, I suspect, still pretty much the popular conception of prehistory.

The problem with this is that we are talking about roughly 200,000 years of that undifferentiated, featureless, unchanging landscape. Taken at face value, it says that human beings conducted themselves as essentially immutably “innocent” creatures, either incapable or uninterested in doing anything more with themselves or their environment until they learned to plow a field and write things down. If, as the evidence suggests, modern homo sapiens had been roaming around the planet for two hundred millennia, with all that “modern” implies, this begs the question of what “we” were doing all that time and why, all of a sudden, about 10,000 years ago, we started living entirely differently.

Put that way, there is no reasonable answer. It is on its face an absurd assumption.

One that is not supported by any of the evidence we actually have.

So why cling to the narrative?

In The Dawn Of Everything: A New History Of Humanity, authors David Graeber and David Wengrow explore exactly that question and in so doing turn over multiple apple carts, debunk many myths, and shake up the common assumptions about that vast and murky period. They begin with a look at Jean-Jacques Rousseau and the question of equality.

When we first embarked on this book, our intention was to seek new answers to questions about the origins of social inequality. It didn’t take long before we realized this simply wasn’t a very good approach. Framing human history in this way—which necessarily means assuming humanity once existed in an idyllic state, and that a specific point can be identified at which everything started to go wrong—made it almost impossible to ask any of the questions we felt were were genuinely interesting.

They proceed then to reexamine as many assumptions as possible with the space of reasonably-sized book to show that Rousseau’s apparent point in his Discourse On The Origins Of Inequality is a bit of a cheat—unless Rousseau was being absurd to a purpose. For instance, Graeber and Wengrow remind us (assuming we ever knew) that the so-called “indigenous critique” of European civilization that informed much of Enlightenment thinking was not an invention of the philosophes but a genuine critique delivered by Native Americans after they had witnessed firsthand European civilization (often as captives/slaves, sometimes a diplomats). The sources were credited by the philosophes themselves as being from Native Americans, but later historians chose to ignore this to the point where it was forgotten and the natives were relegated to that pool of prehistoric humanity too “simple” to understand complex culture and socio-political structures.

From that point on, Graeber and Wengrow take nothing at face value and conduct a thorough reevaluation. If human beings have been phsyiologically “modern” for 200,000 years, it is ridiculous to assume they did not conduct themselves with as much sophistication and complexity as we do. Often, as it turns out, with strikingly different results.

The scope of the book is global. Between them, they cover archaeological finds from Central America to Turkey to Japan and points in between and carefully examine what is thee to be seen and what it means in relation to our understanding of how communities function. It is an eye-opening tour.

Much here is speculative. What makes prehistory difficult is the lack of, well, history. Written history. All we have are the remnants. But with a clear eye, those remnants are quite expressive. One thing that emerges consistently is that our previous assumptions are wrong.

From the end of the last ice age till now, we have enough to trace humanity’s presence and draw conclusions about its progress. But for the most part we still cling to the simplistic story of “primitive” societies living subsistence existences until the point where it become possible to form what subsequently became great states—Egypt, Babylon, Rome, the Indus Cultures. The implication being that once we reached that level we never looked back and marched forward into the present building roughly the same kinds of civilizations. And that at some point we collectively began to realize that we had become in thrall to despotisms and began what we know as the battle for equality. We seldom question the progression.

But, Graeber and Wengrow ask, why don’t we question it? Because even within historic times, it just isn’t the case, at least not universally.

If anything is clear by now it’s this. Where we once assumed ‘civilization’ and ‘state’ to be conjoined entities that came down to us as a historical package (take it or leave it forever), what history now demonstrates is that these terms actually refer to complex amalgams of elements which have entirely different origins and which are currently in the process of drifting apart. Seen this way, to rethink the basic premises of social evolution is to rethink the very idea of politics itself.

What is revealed by their analysis is that the smooth trajectory of assumed historical progress is an oversimplified, biased gloss from too few perspectives. The reality—that which can be demonstrated with evidence and that which can then be surmised by constructive deduction—is far more complicated, complex, and frankly compelling. Part of the telos of those simplistic constructions is that all that has gone before inevitably led to now—to us. We are as we must be by decree of historic processes which are inevitable.

The truth is, what we are now is only one possibility of what we might have become.

And this is the meat and bone of Graeber and Wengrow’s argument—that to justify ourselves as we are it is better to paint the ancient past as a homogenous, almost featureless whole. Had people twenty, thirty, or fifty thousand years ago not been the pastoral simpletons we’ve presented them to be, then where are the great kingdoms and empires, the technologies, the earthworks, the cities that would mark them as complex thinkers? While to a certain extent that is a not unimportant question, it overlooks examples that have left traces, even up to the present period, that fail to fit the expectations engendered by such a view. The decay of time certainly has something to do with the paucity of physical evidence, but what we do have is not so insignificant that the standard narrative has any claim to remain unchallenged.

While a good portion of The Dawn Of Everything is speculative, enough evidence and solid analysis is presented to more than justify such speculations, at the very least insofar as a challenge to our assumptions and a reconsideration of modern expectations. Quite a bit of non-Western critique was suppressed or ignored to help in building a picture of the past that supported the hegemony of the West’s self-importance. (Quite a lot of what became the political revolution of United States came from indigenous sources, accepted wholesale by the philosophes and then subsequently forgotten. The thinking was sophisticated, philosophically trenchant, and necessary to challenge what had become a standard view of the West’s view of itself.)

David Graeber passed away in 2020, at the age of 59. More volumes were to follow this one, according to his collaborator David Wengrow. One assumes many of the critiques that will inevitably emerge regarding this first book would be addressed in those books that follow—for instance, this—because clearly there was insufficient room in one volume to cover all the material avbailable. We may see more, but what they produced here is one of those books designed to upset apple carts. There is no inevitability in history, tempting though such narratives are. In order to free ourselves of the chains of a presumed inevitable present, we must go back and reexamine the past and find those “missing” parts that demonstrate the possibilities and the promises of other roads. This is what we have in this book.

Seeking Meaning In Sand

I have not yet seen the new film version of Dune. I may write about it after I do, although it is not the entire story. What I am interested in here is the ongoing obsession with the novel. This will be the third cinematic iteration. Famously, there are two uncompleted versions, one by Jodowrosky and another by Ridley Scott. We know how far the former came because there is a fascinating documentary about it, but as for Scott’s version there are mainly rumors and statements that he wanted to do one. Personally, I would have been interested to see that one—I very much like Ridley Scott’s palette: even those of his films that don’t quite work for other reasons I find wonderful to look at—and in some ways he has perhaps played around the edges of it through his Alien franchise. (The first film starts on a world that might have been Arakkis, the second is evocative of Gede Prime, the others keep returning to desert worlds, in theme if not setting. And Ripley becomes a kind of ghola as she is resurrected again and again.)

What is it about the original novel that compels the ongoing obsession, not only of filmmakers, but of fans? (There would be no funding for the films if the audience were not so large and committed. That speaks to the book.)

The history of the novel is something of a publishing legend, like other groundbreaking books. Multiple rejections, ultimate publication, often in a limited way, and a growing audience over years. Dune was famously rejected something like 27 times before finally being taken up by a publisher better known for automobile manuals.

It was, however, serialized in one of the top science fiction magazines, Analog, so dedicated SF readers were the first to encounter it, and doubtless formed the primary audience. I remember reading the ACE paperback from the late Sixties. Its impact on me was almost too large to detail.

I was used to science fiction novels being under 200 pages—average then was 160. From the Golden Age forward you rarely found one more than 250 pages. Stranger In A Strange Land by Robert A. Heinlein was an outlier at 408 in its first hardcover incarnation. So here I find this massive book more like the so called classics I’d been reading—Dickens, Dumas, Dostoevsky, Tolstoy—crammed into the cover of a mass market paperback which included a glossary and indexes, explanatory material (every bit as fictional as the main narrative). It felt important. I was 14, it was dense, I struggled through it. (It led to a profound teaching moment in how to read which I’ve written about elsewhere.) I could feel my horizons expand, even though at the basic level of story it was no more or less fascinating than most other good science fiction novels I had read. But it opened possibilities for narrative depth.

A handful of other novels came out around that time that exploded the confines of the thriller-format SF had been kept to—John Brunner’s Stand On Zanzibar and The Sheep Look Up; Robert A. Heinlein’s The Moon Is A Harsh Mistress; Ursula K. Le Guin’s The Dispossessed and The Left Hand Of Darkness; and the coming rage for trilogies (many of which were single narratives published economically in three volumes). By the mid-Seventies publishing had changed to accommodate a new idea of what an SF novel could be, including expanded length to include what has become known as World Building (a technique which in some instances supplanted more important aspects of fiction). Not all by itself, but certainly as a point of history, Dune helped make this possible by creating a market for fuller expositions and more detailed construction. This alone might make it significant.

But that alone would not have made it a perennial seller, almost constantly in print ever since. If Frank Herbert had written nothing else, Dune would have made his career.

It was followed up by two more—Dune Messiah and Children of Dune—completing a cycle. That first trilogy stands as a unified work. The second two books are plot-driven indulgences, but not superfluous. The second trilogy…publishing had discovered by then that science fiction could be best-selling fiction and a frenzy of large advances and high-profile publications mark the late Seventies and early Eighties. Herbert’s publisher enabled him to indulge himself with a second trilogy that often leaves people puzzled. But it kept the spotlight on the primary work.

David Lynch’s movie enlarged the audience again. That film, by a director with a certain reputation for examining the macabre oddnesses of humanity, is a spectacular curiosity. It is a mixed bag of brilliance and weird choices.

Then came a modestly-budgeted miniseries on the SyFy Channel, which went on to include the second two novels. It did a much better job of telling Herbert’s story. The chief complaints seem to be the results of that budget (and that Sting did not reprise the role of Feyd Rautha). It gets dismissed too readily, as if the world were waiting for the “real” cinema treatment.

Which we now, by all accounts, have.

As I say, I have not seen it yet. I want to address the book and its seeming tenacity.

One of the things Herbert did was lace his tale with wise-sounding profundities in the form of aphorisms and epigrams. Each chapter starts with a quote from some serious work by the presumed chronicler of the hero’s life. They sound like quotes from works like the I Ching or SunTzu’s Art of War. This was not a new trick when Herbert did it, but he was particularly adept at it in this book. It is a far future in which, presumably, philosophy has transformed along with everything else. The quasi-feudal politics and economics are given a veneer of newness this way, as if to signal that while it looks like something one would find in the 12th Century, it is not quite the same thing, but you have to take the author’s word for it, because it is the future. The quotes set an aesthetic tone that, among other things, allows us to assume something else is going on instead of just the same old historical thing. In science fiction, veneers matter—they work like orchestrations in a symphony, selecting the right instrument for the right phrase, coloring it. (Veneers should never be mistaken for the story or the theme, which is something unobservant critics do all the time.)

Seriousness established, every significant decision becomes inhabited by purpose, meaning, resonance, and a justification that raises the level of what we read almost to that of destiny, certainly of mythmaking. With this, the writing itself need not be spectacular, just functional.

There are passages in Dune that are breathtaking in what they describe. The ecological aspects of the novel, while in some ways absurd in terms of actual science, take on the same immanence as anything the actors possess. In a way, Dune is one of the first terraforming novels, embracing the idea that human action can transform an entire world. (A couple of years later, we see much more of this, often more pointedly, as in works like Le Guin’s The Word For World Is Forest—again, the novel opens up a field of possibilities, or at least prepares an audience for more of the same.)

But the characters are hard to relate to—this is a story about archetypes and aristocrats in conflict with emperors and churches. The ordinary people get lost amid the giant legs of the SF manifestations of Greek Heroes. We read this novel for the plot and world and the political revelations. We become engaged because this is in important ways a Lawrence of Arabia story—one toxically mixed with Faust. We read it because we are aware that gods and deserts change the world.

We read it because, as well, we are enamored of the idea of Enlightenment in a Pill.

Herbert was always working in the fields of mind-altering drugs—possibly his best and most relatable novel in this vein is The Santarroga Barrier—and with Melange, the Spice, he created the ultimate in mind-expanding temptations. Its use gives humanity (and others) the universe. Time and space can be brought to heel with it. Visions, prophecies, and clarity are on offer. But it is the ultimate Faustian bargain, for its loss will destroy everything.

It is aptly named. Melange, a mixture of often incongruous elements. A mess, if you will, but messes can evoke wonder, even seem beautiful.

At the heart of this Faustian conundrum are the Fremen, patterned after the Bedu of the Middle East. They are trapped on a world with profoundly limited resources and must be kept that way for the benefit of the rest of the universe. Not quite slaves, but certainly not masters of their own world. Freeing them courts disaster—because part of that freedom entails remaking their world, making it wet. Water, though, is poison to the giant worms that produce the Spice.

Trap after trap after trap populates the novel. Disaster looms. The plot compels.

And of course the relevance to our reality could not be plainer. The teetering sets of balances, all of them with ethical pitfalls, allow Dune to remain trenchant, relevant, challenging. Added to this is the clear connection to the Greek tragedians (especially in the second trilogy—I suggest boning up on Aeschylus and Euripedes before trying them) which gives the book its ongoing frustration of clear, ethical resolution. (And cleverly he took the possibility of building machines that might aid people in their problem-solving off the table, by outlawing thinking machines. It’s all on us and what we bring to the game.)

A final thread woven through the book that seems to make it constantly popular is that it is a coming-of-age story that contains a biting critique of privilege. Whatever Paul might want to be for himself, he is born into a web of expectations that impose their demands from all sides, making any choice he might make impossible outside of a constructed destiny. The adolescent struggling to make sense of the world and find a way to live in it, thinking if only he were god and could command everything to be rational or at least amenable. Paul’s tragedy is that he in fact can become god—and then discovering that this is no solution, either.

How well this new movie deals with all this, I look forward to seeing. For the moment I simply wanted to examine some of the reasons this novel continues to find audiences and why so many filmmakers are drawn to it. The elements it contains transcend the limitations from which it suffers. But whatever the case, this is a novel that allows readers to find meaning—whether that meaning is in the novel or not.

The Relevance of Science Fiction

Kingsley Amis, in his book on science fiction, named Frederik Pohl as possibly the best practitioner of the craft. For some inside the field, it was a curious choice, but over time it has become difficult to deny. Pohl had one of the longest careers in SF, working at one time or another in just about every aspect of the genre—writer, agent, editor, certainly promoter. His novel Gateway is still one of the most memorable and poignant reads ever produced in the field and his work as editor of Galaxy and If brought many superb writers in.

He was also one of the great collaborators. He worked with Jack Williamson, Thomas T. Thomas, Isaac Asimov, Lester Del Rey. But perhaps his best collaborations were with Cyril Kornbluth.

Especially The Space Merchants.

Much has been written about the so-called “predictive” qualities of science fiction. Those familiar with the field weary of this. The whole point of science fiction is speculation based on what we currently know. The anticipation of technologies is not meant to be specific, even though the first magazine dedicated to it (Hugo Gernsback’s Amazing and Wonder Stories) quite explicitly intended to showcase gadgetry. By the time SF had grown into what we see today, this notion was viewed with chagrin and some impatience. Yes, spaceships are cool. Yes, mile-high buildings would be amazing. Yes, aliens and that they imply.

But the point is to set up a different arrangement of conditions based on the idea of social, technological, and material change and then see how this affects people.

So we open a novel like The Space Merchants and almost at once, from our perspective, find the gimickry of the setting amusing and/or embarrassing, because it was written in the 1950s and it shows. This is supposed to be about the 21st Century, after all. And what we find is something made up of parts of The Man In The Gray Flannel Suit, Brave New World, a touch of Captains Courageous, and The Manchurian Candidate. Advertising agencies run the world. It is an overpopulated planet, highly stratified, resources uncomfortably limited, with a propaganda machine run on brainwashing, narcotics, and a gleeful refusal to see anything wrong with any of it.

I will not here describe the plot, which is pretty much spy thriller-esque and moves the story along nicely. What matters here is the prediction. Not of the specifics of the scenario—that is exaggerated, pushed to an almost absurd extreme in service to the theme of the book, which is among those perhaps best characterized as in the “If This Goes On” variety.

Coming out of World War II, one of the underlying motivations informing politics and economics was a desire to make sure it never happened again. The world had beaten itself to a pulp. The political and social components of that disaster were much debated and quite naturally there was concern that it could happen again.

A number of things coincided to provide an apparent way through. First, the emergence of behavioral science, which sought to explain why people do what they do. Secondly, the joining of Madison Avenue advertising culture with politics (Eisenhower’s campaign was run by ad agencies while his opponent, Adlai Stevenson, rejected them out of hand). Thirdly, the apparent victory of capitalism as the solution to all material problems (thrown into stark contrast by a similar attempt at dominance by the soviet blocs). America came out of the war not only whole but in the de facto role of world savior.

To some extent, The Space Merchants is commentary on the embrace of capitalism as a kind of religion. That runs through the novel as a nerve-jangling given. The world built by ad agencies depends on the blind allegiance of consumers, which expresses itself in categorical denials of any other possible solution to what have, in the novel, become patently unmanageable global problems.

But not quite catastrophically unmanageable. It still seems to those in the upper layers to be fixable. Just push things a little more—for instance, by opening the planet Venus for colonization.

Reading it today creates a buzz of recognition. If one ignores the trappings of the scenario—the pedal-driven cabs, the “contract” marriages, the cheesy ad campaigns—one can see the lineaments of a future we have ourselves come to inhabit. The details are different but the essential gestalt is very much as Pohl and Kornbluth suggested it might be. Blind devotion to a capitalism that is more religion than tool, the easy acceptance of a class system that relegates people to poverty, the fervent belief that looming disasters are nothing of the kind and we don’t have to actually do anything about them.

Jill Lepore’s latest book, If Then, chronicles the rise in the Fifties of the factors which can easily be discerned in the background assumptions of The Space Merchants. The way in which, out of a desire to control the future and avoid ever having to deal with the kind of things that resulted in WWII, we have placed our hopes and energies in systems that have, frustratingly, become the stuff of 1950s cautionary tales. Looking out our collective windows, we see essentially the country, if not the world, run by Ad Men.

I do not wish to be too dire here. The resonances are far from one-to-one. But the work done in The Space Merchants suggests where the whole idea of predictive SF may come from. As always, it has little to do with the “stuff” and everything to do with people.

Imperial Relevancy

Confession.

I read John Scalzi’s Old Man’s War when it came out. I enjoyed it. I then read Agent To The Stars and likewise enjoyed it. I bought a copy of Lock In and…

Lots of reasons one fails to continue reading a book or an author, many of them having nothing to do with either.  As a kind of funhouse mirror response to the long line of homages to Starship TroopersOld Man’s War was fine, more interesting than most, and written in a manner that allowed easy enjoyment. I laughed out loud at Agent To The Stars and again, the voice was pleasurable.  I can’t say there was any valid reason to not keep reading Scalzi.  Other than the growing pile of to-be-reads, research for my own projects, reading I need to do for the day-job, and, well, life itself.  I have many books to hand that deserve a read and are languishing because I am mortal.

When the first volume of his new trilogy came along, I bought it, with the full intention of getting back to a writer I felt I ought to pay more attention to.  And then, it sat there. The next volume was released and finally the third. I bought them all, in hardcover, and when the last book arrived, I determined to read them straight through. Why not? I hadn’t done that in some time, read a trilogy in one go.

I’m glad I did. The pleasures of the whole work justify the time.

The Collapsing Empire is, firstly, a lot of fun.  The characters are nicely-drawn humans of wide ranging eccentricities, proclivities, and ambitions. Following them is rewarding, because even when they do something expected, the way they do it and the outcomes are not.

The setting is not unfamiliar, but Scalzi’s perspective is refreshingly realistic. The Interdependency is an interstellar community which relies on the Flow to move from one system to another. The Flow is a kind of extra-dimensional bypass. We are told repeatedly that analogies to rivers and so forth are inaccurate and also that no one actually knows what the Flow really is, but humans use it like a river system.  For a thousand years, the Interdependency has operated over numerous systems, its make-up based on an imperial hierarchy joined to a church and a collection of noble houses each with a monopoly.  The Emperox (an intentionally nongendered term for an old idea in a new form) has been from the same House since the Interdependency was established, the House of Wu, which holds the monopoly on shipbuilding and access to the Flow Shoals, the points of entry into the Flow.

It is clear from the outset that this system has found stability.  Throughout one thing is evident—this is a post-scarcity polity.  There are no poor, although there are discontented, the truly obdurate of which get sent to End, a world at the edge of the Interdependency where over time the malcontents have been deposited. Which has resulted in a local culture of anti-authoritarian rebelliousness that results in repeated cycles of revolution and the overthrow of the local Duke.

End also is the only human habitable planet in all of the Interdependency, the rest of which exists on stations and in surface colonies that have been dug out of worlds inimical to human life.

At some point prior to the creation of the Interdependency, these systems were cut off from Earth by a collapse of the Flow stream connecting them. Earth is legend. Within Interdependency memory, however, another system, Dalasysla, suffered the same fate. The possibility of such collapses is known, but other than those two it has never happened. The Interdependency has continued on as if it never would.

The story opens with exactly that happening. The Flow stream to End is starting to collapse.

At about the same time, the Emperox Atavio VI has died and a new emperox is being elevated, Cardenia, Atavio’s daughter by a former lover. She should never have become emperox. Atavio’s son, Rennered, was supposed to ascend to the throne, but he died in a racing accident.

Cardenia is an academic, raised away from the Court. No one knows much about her in terms of what kind of ruler she might make. But the forms are followed. Not that it matters.  Rennered was supposed to marry Nadashe Nohamapetan, of the House of Nohamapetan,  a house almost the equal of the House of Wu, thus joining the two most powerful houses together. The next heir would then be of both houses.  It is decided that Cardenia will simply marry Nadashe’s brother, Amit.

Cardenia has other ideas. But regardless what was supposed to happen, everything is derailed when on her coronation day a bomb goes off, nearly killing her, but successfully killing her best friend, who was to be her closest adviser.

She then learns two things that alter the course of her rule. One, she is introduced to the Memory Room, a chamber accessible only by the emperox where the personas of all past emperoxes are stored and where she can literally sit down and have a conversation with them.  There she learns the other thing—that her father, Atavio VI, knew the Flow was collapsing. His chief Flow physicist told him. Atavio VI then sent him off to End to continue his research, to verify and make absolutely certain about his findings in a place well away from the chaos of the Court. Which he does. And now the Flow stream to End is beginning to collapse, so he has to get the finished data back to Hub and the Court at Xi’an and the emperox, so some kind of planning might proceed to meet the inevitable isolation about to shut down the entire Interdependency. As another rebellion is happening on End, this one involving the Nohamapetans, he smuggles his son out with the data, sending him to the imperial court on Xi’an.

The stage now set, Scalzi takes us on a thoroughly engrossing ride through conspiracy, technological revelation, palace intrigue, and the discovery of history within a thoroughly imagined and well-constructed world(s).

The parallels to current-world issues could not be more obvious. Factions form over the question of the collapse. Some believe it won’t happen, others believe it won’t happen anytime soon, still others believe it won’t be a collapse so much as a realignment (and this latter group intend to take full advantage of that).  The work to convince enough of the right people that change is coming and the need to act is pressing envelopes Cardenia’s young reign.

Cardenia for her part proves herself up to the task of being emperox, surprising almost everyone. She is not a habitué of the Court, no one knows her, expectations are low.  That gives her an edge, which she uses.  It’s a pleasure watching her grow into the role.  She takes the name of a predecessor who faced similar difficulties, Grayland I, and forms some unexpected alliances that—

The pleasure is in the reading.

What is interesting here is the use of an old form cast in a new arrangement. It’s a valid question, though—why an empire? Why, therefore, an emperor?  Or in this case an emperox.

Empire evokes two broad images, one technical, the other romantic.

The technical side is one of practicality. Empires are, by and large, not practical. The extent of the territory, the problems of ruling a multiplicity of cultures and nationalities, and then the inevitable problems of security make them lumbering, inefficient, doomed-to-collapse bureaucratic fossils. On the relatively modest surface of a planet, it has proven to be untenable over any length of time (unless it is in name only and managed with a high degree of local autonomy, but even then…), the problems explode exponentially over interstellar distances. The idea that a political unit can be managed from a central location over many light years is, well, fantastic.

Which is why empires appear more in fantasy than science fiction.

But there is a long history of empires in science fiction and it is obvious that their creators were more than a little aware of the problems. In one of the most famous examples, Asimov’s Empire, it’s fairly obvious that “the emperor” is an isolated figurehead with no real command of the galactic polity of which he is the titular head. The bureaucracy functions as if he were utterly irrelevant.  Likewise in Poul Anderson’s Terran Empire, wherein the emperor is barely (if at all) mentioned.  The whole is not a homogeneous unit and the idea of empire is problematic.

Indeed, it is the British model that applies, if at all.  But even then, the cracks inherent in the structure virtually guarantee eventual dissolution.   So why “empire?”

That brings us to the romantic model, by which I do not mean anything more than a fabulation of the past superimposed upon a construct for the sake of nostalgia. The idea that somehow the past was more adventurous, perhaps simpler, and the issues more clear-cut. That heroics could be recognized and performed with less ambiguity. That the politics of the day were less tangled and knotty difficulties could be solved by the hack of a sharp blade.  And that monarchies were somehow “easier” than the squabbly morass of democracy.  Escapism, certainly, but you see the model used in fantasy all the time and for good reason.  And EMPIRE has such a ring to it!

And it allows for a kind of homogeneity across vast stretches of territory (and ethnicity) that enables a certain kind of narrative.

But if the point is to react against that system, it can also be…limiting.

Scalzi avoids that by redefining—or, at least, renegotiating the basic nature of empire. Here, more than anything else, it’s a business arrangement, with a large dollop of enlightened self-interest, and a mission statement which is considerably more practical than the usual. For one thing, there seems to be no expansion in this empire. The borders (boundaries) are set, presumably by the nature of the Flow, and there is no hint of conquest. Trade is controlled through monopolies and mutual support is guaranteed by the interdependent nature of the system.

This is more empire as corporation than anything mythic, with the emperox as CEO. (Which permits, in the end, a privileged viewpoint, from a single vantage.)

And the nature of that corporation? Stasis. Keep things running smoothly.  The added wrinkle here is that all the disparate nations/systems are bound to the system because none of them are self-sufficient. Being cut off is a death sentence.

Maybe.

With the revelation that the Flow streams are collapsing, Cardenia/Grayland II is now in a struggle to find a way to save as many people as possible while fending off attempts by the Nohamapetans to displace her and move the capitol to End.  Which, while End actually is a place where humans can survive on the surface of a planet, is by no means a reasonable solution for the billions of Interdependency citizens. End will not support them all or even a significant fraction of them without suffering degradation and eventual environmental collapse.

Of course, the Nohamapetans could not care less. They’re looking out for themselves, their clients, their privilege.

Scalzi has constructed a very neat allegory.  And then set it at arm’s length, because this is a far future space adventure after all, and the Flow isn’t really the Climate…

As if that were not enough, he then adds in the history behind the Interdependency, which has surprises of its own and contributes to the search for solutions in unexpected but perfectly logical ways.  (It may be no surprise to learn that the problem of the collapsing streams is not, after all, a “natural” phenomenon, but one humans inflicted on themselves, for reasons which are also not surprising.)

There are moments when it feels at the point of being too big a story for three rather efficiently-packed novels.  That Scalzi pulls it off so well is a compliment to his skill.  That he manages it so entertainingly is, well, admirable.  He has taken what is a model almost as old as the genre, turned it around, twisted it, and produced what is, essentially, a critique of that model.  We know these things don’t work the way they should, yet we also know that humans (silly humans!) will try them anyway, and that they inevitably collapse.

If there is another interstellar empire to which this bears meaningful comparison, it would be the one in Frank Herbert’s Dune, which is also an ecological tale.  The empire there is a multi-faceted monstrosity based on trade, with a byzantine religion underpinning imperial fiat.  Herbert showed us the flaws in empire by taking it apart and revealing to us the fragile assumptions behind it.

One additional observation before closing.  We read this trilogy together, aloud. It lends itself to that very well, and perhaps benefits from it by allowing some of these characters vocal expression that adds to the overall substance on display.

Time permitting, I will have to go back and see what I’ve missed between Old Man’s War and this.

Recommended.

 

 

Sleepless In Present Time

Nancy Kress is one of those writers who comes up in conversations about good science fiction who elicits knowing nods and smiles of appreciation, sometimes even among people who may not have read anything. The name is known and she has written material that influences.

In particular, a novel which can be regarded as a classic.

The word gets over-used and misapplied, but in the sense of meaning something of on-going value, with a tendency to remain relevant to present issues, and a reliably fascinating read, Beggars In Spain qualifies.

Let’s get the mechanics out of the way first. With regards to elegant sentences, smooth plotting, well-drawn characters, and thematic cohesion, this is as good as it gets in any genre. Published in 1993, the only thing that has “dated” is the actual timeframe in which it is set. This is a problem of most near-future SF. But here it intrudes so lightly that one may mentally move the frame forward. After a while, it ceases even to be a distraction.

As for the substance of the novel…

This is an excellent example of the kind of science fiction which is sometimes described as ideal—make one change and follow the consequences, rigorously and tenaciously. One change. One major speculative change.

I emphasize that “speculative” change because there are the usual kinds of speculations one expects in good SF. Changes in technology, changes in certain political arrangements, and so forth. This is the future, after all, it would be odd if something ordinary weren’t different. So we have a new kind of power source, Y energy, and therefore new distribution systems for it. Details.

The Change that matters, however, is singular and presented with an enviable plausibility. Gene editing has reached the point of on-demand modifications. What some people—ambitious people, hopeful people, people with means—-opt for it to create children who do not require sleep.

The Sleepless, as they become known, are in this respect a variant with possibilities of becoming a separate species. But the immediate result is a growing resentment among “Sleepers” who realize quickly the pronounced competitive advantage the Sleepless will have. All things being equal, they will outperform the unmodified simply by virtue of an extra eight hours per day to work.

There are people who require far less sleep than most of us (some as little as an hour or two per twenty-four hour cycle) and then there is the terrible disorder Fatal Familial Insomnia, which deprives its victims of sleep completely, leading to a number of unfortunate consequences and, eventually, death. Sleep is essential. We have learned even since Kress first published this novel in 1993 how complex and essential sleep is to our health, but she posits the condition in such a way that one can ignore these downsides, at least for the purposes of the story. It is a genetic modification, which comes with other unintended “benefits” which figure into the plot.

What they chiefly lose, though, are dreams.

Which she introduces into the story in a fine development that adds to the overall thought experiment.

But the question running throughout is both philosophical and sociological. By creating the Sleepless, Kress opens the subject of prejudice and, while never actually using the word, eugenics in ways that allow for an examination of the process as it manifests.

The Sleepless are born into privilege. It’s an elective in vitro procedure, very expensive, so naturally only the wealthy will be able to afford it. This introduces the class nature of it and the first one to whom we are introduced—Leisha—is the result of her father’s desire to give her the advantages he imagines for her, so she can be even more successful than he is.  In a nice twist, Leisha becomes enamored of law—not in its economic sense but in its application for justice. She becomes the focus of the various arguments pro and con over the Sleepless and a champion for tolerance—on both sides.

Asd the debate heats up over the Sleepless, the economy is changing, leaving devastation behind in many places. This is not at all ahistorical.  This happens. It’s happening now.  But with the advent of the Sleepless, there is a source of blame and a cause for rally. The hoped-for accommodation expressed by some on both sides of this genetic divide, while not ineffective, becomes compromised in the on-rush of sadly predictable politics.

And then there is a further step taken with the potential to divide even the Sleepless against each other.

This is a finely-wrought, complex narrative about the ramifications of technological changed and social reaction to that change. Into the mix, Kress throws a couple of well-chewed economic arguments with which we are all familiar, in questions of “deserving” and socialism and boot-strap judgments that attempt to organize our ethical choices according to work, ability, and social responsibility.  Kress is very good at arguing from both sides, lending plausibility to positions we can see as both tragically forceful and straw-man positions. As one reads, one knows it would play out this way.

The Sleepless are, in the larger sense, an example of what might be seen as unfair advantage in the hands of the few who can afford it. In reality, it could be anything: better access to information systems, travel options most do not have, entrée to persons or organizations barred to most, an unshared network, or simply technological enhancements.  Gaining and maintaining personal advantage in a competitive world is a constant and has always been, initially, a benefit of the privileged. By making it a genetic modification, Kress removes the illusion that what the Sleepless can do anyone can if only they had the opportunity. A certain equilibrium is maintained in our world by the surface tension of the assumption that, one day, we’ll all have “that” tool.

The only winning scenario in this is Change. Things will be different and those who can accept that and learn to live with it tend to have an advantage over those who can’t. Of course, it is never quite that simple, and the richness of Kress’s story is in the demonstration throughout of how not simple it is.

 

 

Resonance of the Modern Era: Erasmus, Luther, and the Common Apocalypse

One of the last books I read in 2019 is Michael Massing’s Fatal Discord: Erasmus, Luther, and the Fight for the Western Mind.  An odd choice, perhaps, but I have my reasons.

At over 800 pages, the book is a thoroughly detailed dual biography as well as history of the period. Luther and Erasmus aside, the period itself is worthy of study because it is, arguably, the beginning of the modern era, if for no other reason than the fact that this was the time wherein the apparent monolithic edifice of Catholic Europe—The West—began to fragment into what we now regard as normal, with its proliferation of contending ideologies, both religious and secular, the rise of the nation-state, and first irreparable chink in the armor of divinely-sanctioned autocracy. During this time was not only the first explorations and colonies in the so-called New World, but also the first inarguable advances of science in the face of tradition, and the beginnings of new economic models that today power the enterprise of the planet. Between 1492 and the end of the 16th Century, the usual arrangements and assumptions changed, evolved, died, reformed, and transmogrified almost beyond recognition, leading to the Thirty Years War which pretty well ended everything that went before, even though certain forms persisted almost to the 19th Century (and a handful to the 20th).

It could be interesting to see what might have become of all that ferment without the two chief instigators of the tectonic shifts in intellectual and religious attitudes that were the driving forces behind it. Without Luther, the Church of Rome might have remained the single religious institution of Europe.  Without Erasmus, Luther might have remained a minor irritant in the body religious. And without the two of them, the various enclaves that sprang up to nurture the nascent philosophies and sciences of the period might have had nothing around which to cohere.

Both men began their careers as monks. Erasmus, however, was an intellectual, a lover of language and old books, who wanted an opportunity to visit other centers of intellectual ferment and do his own work. He managed to gain permission to leave his Augustinian cloister and travel. He studied in Paris, which he loathed because the environs were dirty, the food terrible, and his health never robust.

Wanting never again to be trapped inside a monastic life, he knew he had to make some kind of an income, and he took his first forays into writing and publishing.

Through his writings and his interest in primary texts and languages, he began the serious work of reassessing the Bible, which at that time was a dangerous idea. The Vulgate dominated Christian worship and while certain scholars within the Church understood that it was somewhat corrupted from its original incarnations, it had become wired into the complex system by centuries of use and tradition. What Erasmus’ instigated was a new undertaking that would change fundamental understandings of what the Bible actual said. We still do this today. It’s called Textual Criticism and it is a very rich field of essential linguistic archaeology. Not only what the words may actually mean, but also—and this was the dangerous part—who wrote them and when were they included.

Erasmus produced one of the first fresh translations from the Greek and Hebrew manuscripts still extant and available and published them with extensive glosses explaining his methods and the provenance of what he had found. It is perhaps an understatement to say that this caused controversy.

As well, though, his work spurred the development of a new interest in ancient languages. Europe had already been subjected to the discovery of work thought lost, works by the Greeks and Romans. With the Spanish Reconquista, a flood of ancient works came over the Pyrenees and proliferated. Scholars had long been trying to make Aristotle and Plato conform to current Christian thought, and Aristotle had even been somewhat rehabilitated into a Good Pagan because his work proved so useful in scholastic pursuits. Now Erasmus demonstrated the utility of learning those languages in perhaps finding clearer meanings in Scripture, and whole new centers of learning coalesced. For the span of most of his life, Erasmus was a superstar academic.

Enter Luther, who early on discovered in Erasmus nourishment to feed his own questing urges. During the first part of his career, he was an ardent Erasmian and embraced the idea of studying Scripture through the lens of the languages in which it was written originally. His interest coincided with his desire to purge the Church of corruption, in this instance in the form of the Indulgence.

(An aside. The Indulgence, a device devised by the Roman Church to gather funds in exchange for, ostensibly, shortening or even bypassing time spent in Purgatory, was the match that lit the fuse of the Reformation, and yet I have had many conversations with Catholics who had no idea what they were and when explained to them thought it was ridiculous, even as one can still, I believe, buy one today. )

Many Germans felt the Indulgence was a scam of sorts, one perpetrated mainly on them by the Church. The salesmen were apparently overly aggressive in those territories. Luther was expressing a common perception when he railed against them.  He took it upon himself to challenge the Church. He had not been the first to challenge Church authority, especially Papal authority, but until him those who had managed to successfully raise such challenges to the point of creating movements for possible reform had all been arrested and put to death. Prior to Luther, the most prominent had been Jan Hus, whose memory still informed an underground pool of dissent in Bohemia.

What made Luther more dangerous was the sudden availability of the new translations by Erasmus and the very idea of returning to sources to find Biblical justifications for—

Well, for anything. Luther embraced the language studies with vigor, brought scholars to Wittenberg, and began his own forensic study of Scripture. At which point he began to question Papal authority for an entire slate of practices for which he could find no Biblical support.

What began then as a fairly simple protest against a kind of extortion quickly developed into a general movement against Papal overreach, pitting, essentially, the Bible against 1200 years of bureaucratic tradition. Luther quickly became the center of a storm that had been building for decades if not centuries and found himself unexpectedly at the head of a Reform Movement.

He wrote at a furious pace, an outpouring of opinion and preachment that did not slow for years. It was made more effective by a growing hometown printing industry that put just about everything it could get its hands on out in broadsheets, pamphlets, and books. It ceased being something that could be contained within the boundaries of the Church by the very public exposure the presses provided.

At this point it is impossible not to see the parallels to the present. The printers were the social media of their day. There were no libel or slander laws to speak of and there was no public filter other than the Church, whose historic method was silence.  What began as academic studies by Erasmus (and others in his mold) now exploded into highly politicized position statements demanding action.

Early in this, Luther and Erasmus held each other in mutual regard. Luther praised Erasmus for opening the field. He yearned for Erasmus’ support.

For his part, Erasmus wanted as little to do with overt reform as possible. He was aware of the physical dangers of too firm a statement. Erasmus hated being attacked while Luther relished it. Erasmus wanted to do his studies and be left alone while Luther wanted to slay dragons. The two men could not have been more different temperamentally, yet they were intellectually bound.

This did not last. Luther wanted allies. He wanted support. He had no use for fence-sitters. The longer Erasmus tried to remain above the fray, the less patience Luther had with him. The strains began to show.

The break came over the central tenet of Luther’s new gospel: grace. Luther decided that the only path to salvation was faith.  Works meant nothing. One could not work one’s way into God’s grace any more than one could buy into heaven. And people had no say in it whatsoever. They had to simply have faith and then hope.  Eventually, this position led him to dismiss the idea of free will, and on that Erasmus could not concur. The divide opened on that point and the rest of 16th Century history turned on to which camp who belonged.

Massing does a superb job of showing the consequences of all this on the ground, among the worst of which was the Peasant’s War, an early labor strike that turned into a general rebellion, and resulted in tens of thousands of dead.

Luther, as time passed, revealed himself as a ferociously impatient man who could not handle criticism or find common ground in debate.  Once he realized his power, he became less and less tolerant of differences. He hounded competitors into exile, browbeat his subordinates, castigated the authorities, and responded to attack with a vitriol that seems the opposite of “christian spirit.”  When the Peasant’s War erupted, he sided with the authorities and advocated in writing that all good Christians must, given the opportunity, kill those in rebellion.  He thought he could by sheer force of will impose his ideal state of Christian piety on the world.

But the revolution he began got away from him, as such things usually do. Others picked up his ideas, decided, often, that he was too lax, and imposed their own brand on the new breakaway movements, like John Calvin. As he grew older, there was a “Thank you, Herr Luther, for starting all this, but we’ll take it from here.”

Erasmus, for his part, tried desperately to maintain his independence in a world that was rapidly becoming partisan in the extreme. Popes and monarchs pressured him to take a stand on the question of Luther. He was a scholar, he argued, and he was afraid for his life.

Massing follows their paths and traces the results of their various interactions with religious leaders, their communities, and, from time to time, each other. The two men never met yet between them they set the parameters of the next four centuries of cultural realignment.

At the beginning of this I said that it was an odd choice but I have my reasons.  I was educated in a Lutheran primary school, from third to eighth grade. For a time I considered myself a Lutheran, but it didn’t last. One could say that I had a fey streak of Erasmian sentiment that eventually drew me into the academic side of religious study, which eventually eroded my loyalties and dissolved any investment I had in the subject. Luther’s adamant stand on faith alone I found unsupportable. But what initially drove a wedge between Lutheranism and me was the deep illogic and the social consequences of such a position.

What Massing’s book brings to light is the problem central to all the various sects of what came to be known as Protestantism in the 16th and 17th Centuries and lingers to this day as an inescapably innate requirement in so many of them—the need, the demand, not so much for faith, but for conformity.  John Calvin brought this to the issue as clearly as anyone and his strain of Protestantism informed so many later churches.  None of them could much abide what we now call diversity and certainly privately-held convictions and personal faith was suspect. In reaction to horrific revolts and purges that followed the advent of the New Gospel, the Catholic Church became just as conformist. And when Henry VIII assumed control of the Church of England, there was the same insistence on conformity.

Here, in the first couple of decades of what certainly was a necessary schism, we see the seeds of what grew into monsters of social constraint and intellectual rigidity.

And yet, Erasmus, with his insistence of learning and logic and the willingness to alter one’s ideas in the face of new information, began the other half of that revolution, the one that eventually produced the liberal West with its valuing of knowledge and education and its openness to the new.  The revolution that built a world wherein people could hold differing opinions and not be killed for them. Erasmus faded during the 16th Century, during the rise of the Protestant churches, but in the long run superseded the intolerance endemic to the reformers inspired by Luther. Because of Erasmus we have Galileo and Newton, Kant and Locke and Mill. It could be argued that because of Erasmus we have a civilization.

Despite their profound doctrinal differences, the two men shared many of the prejudices of their day—neither could tolerate the Jews and in Luther’s vitriolic attacks on them we can see the basis for the later horrors of antisemitism emergent in the German state.  Both also shared a conviction that things had to change. Erasmus wanted change from within the prevailing systems and remained a Roman Catholic all his life. Luther quickly came to believe change would only come by tearing things apart. Erasmus feared the results of such a tearing and he was validated by what happened when 1200 years of social continuity through the Church was broken. Like smashing a dam, a torrent of pent-up resentment, much of which had little to do with religion, made a desolation.

Ironically, Luther, watching it all unfold, railed against the anti-intellectualism he saw spreading.  It was all too resonant of what we have around us today.

To know where we are, we have to go back and see where we began.  This is a good place to start.

2018 and Reading Lists

I saw a great many lists in social media this past year. “One Hundred Books to Read Before You Die,” “Only a Genius Has Read 10 of These,” “The Best SF Books Ever.” Clickbait, certainly, but some of them were amusing and even added some titles to my Must Find list.

By and large, such things are amusing at best, rarely instructional, and often mind-numbingly dumb. Especially those derived from on-line polls, where instead  A Book, whole series end up included, and no one is vetting for obvious errors.  (Shakespeare did not write novels.) Not to say lists aren’t useful. One was published—as a real paper book—this year that I find really interesting.  1000 Books To Read Before You Die, by James Mustich. Part of a series of books with the same general idea. What sets this apart is that the books included really are remarkable and the list comes with excellent precis and commentary about why you should read them, plus ancillary articles on the authors and their other work. In other words, this would be a good text to use to create course work for literature. (Before you ask, I’ve read around 250 of them.  There are many I’ve never even heard of. Anyone working their way through this would be very well read by the end.)

All this prompted me to wonder—again—why we read in the first place. Harold Bloom has probably addressed this question as much if not more than anyone else and he warned that we should never presume to read for Self Improvement (at least not in a moral sense) mainly because, I assume, we can point to some rather well-versed monsters who clearly benefited not at all from extensive reading. But then he will argue that self-improvement is one of the chief by-products of deep reading. He sees it as a side-effect, though, because—again, I assume—you have to develop to a certain degree before you can decode what books offer. To me, it’s kind of a chicken-and-egg question because the two go along in lockstep so often.

But self-improvement comes to people who rarely read and others who read widely and extensively and find no lessons or edification in it and in the end I suppose it’s what you read as much as how well you read it.

As a practical note, since this has come to my attention as a Real Thing, no one—no one—should presume to be a writer unless they love reading and do a lot of it. I’ve encountered several people with pretensions to write novels who never read anything. Firstly, what motivates them if they don’t like books? Fame? Money? Secondly, they have no grasp of the mechanics, much less the purpose, of writing a novel. I have seen the attempts. They do not get it. At all. But arrogantly assume it’s no big deal. This wouldn’t be a problem but for the ease of self-publishing. Before you think to commit something to paper (or electrons) find out what it is you’re attempting. Read, lest you inflict on others your vacuous incapacity for empathy, art, meaning….or, I assume, the hard work.

Mr. Bloom aside, I do believe deep, regular, and diverse reading improves. The exposure to ideas alone has an effect. Reading requires that we open parts of ourselves to new understandings. There have been numerous studies to indicate that the capacity for empathy alone is enlarged through engagement with characters not of our own group and being vulnerable to change is certainly an aspect of engagement.

I’ve been reading for as long as I can remember.  Books have simply always been there. I can’t imagine a world without them could possibly be worth living in. If that’s a species of chauvinism, so be it.

2018 was a good year for self-improvement, if any was to be had.

I became acquainted for the first time with MFK Fisher. I’ve known of her for decades, but I don’t read food writing. She was more than that and in the course of researching a novel, I read her Map of Another Town, which is about her time in Provençe in the mid-20th Century. Loving portraits of two towns, one of them Aix-en-Provençe, which was the town I wanted to research. Other than a sense of atmosphere and smidgen of history, it did not give me what I wanted, but perhaps what I needed. She was a fine, fine writer, and I recommend it.

As well, in the same vein, I read Maria Fairweather’s biography of Madame De Staël, which, along with the much older Herrold biography, gave me pretty much all I needed in terms of when and where and with whom.

Memoir is another genre I do not read often, but I found a delightful one.  Daniel Mendelsohn’s An Odyssey. It recounts the author’s year when his father audited his course on Homer’s work. Moving, thorough, with some surprise revelations about Homer as well as the frustrations of paths not chosen.

This was also a year for reading things I should have read decades ago. In this case, That Hideous Strength, by C.S. Lewis. Ostensibly the third volume of his so-called Space Trilogy, which began with Out of the Silent Planet (recommended unreservedly) and continued with Perelandra (cannot recommend). I kept bouncing off this third volume, probably because I’d had such a disappointing experience with the second, but I sat myself down this year and plowed through. I’m glad I did. The book is about the struggle between genuine progress and sham progress and how, because the latter can look so appealing, we hand over our moral capacity to people who have no comprehension of what it means to be humanly caring. There are some marvelous scenes in it, and although I didn’t find the underlying True King stuff to my taste (as with much of Lewis, he tried to make everything about the Return of some pure King ala Christ) it was a fine examination of how we lose things without knowing why.

Others in the vein were all rereads. I reread Roger Zelazny’s Lord of Light, Neal Stephenson’s The Diamond Age, Conan Doyle’s A Study In Scarlet, and Pat Cadigan’a Dirty Work. I do not reread, mainly because I read slowly and I have so much to yet read that taking the time to reread seems…

Well, I’m wrong about that.  I don’t know if it’s going to change, but I read Jo Walton’s An Informal History of the Hugo Awards, which is wonderful, a great trip through a history of science fiction that I recall a good part of as a series of encounters with new books. This really is worth a read, because she not only goes over the books that made the ballot (including the Nebula ballot, when that began) but discusses what else was published at the time that might have made the lists instead. It’s surprising and informative and a pleasure, but the talk about how many times she and others reread a given book made me squirm rather self-consciously.

But this reading out loud thing we’ve embarked on has been a joy. We have indulged primarily in Kerry Greenwood’s Miss Fisher Murder Mysteries series and have dramatized our way through all but two of them now. They are fun, a bit daring, well-researched, and easy to read aloud—unless you’re trying to do the accents properly, which is impossible but I try. Set in Australia in the 1920s, Miss Phryne Fisher is a very modern woman with a knack for solving crimes. We saw the tv series first, which is a delight of adaptation.

One set of books I wish we had done this way is Martha Wells’ Murderbot series, published in four brief volumes by Tor.com. They are told from the viewpoint of a security robot/cyborg who/that has hacked its own governor module. It is independent, can make its own decisions. What does it do? Downloads entertainment media to watch. Of course, it gets drawn into protecting a group of humans which leads into investigating corporate malfeasance which leads into more nasty stuff, which is all an annoying distraction from its programs. These are terrific and I was sorry to put the last one down.

In my humble opinion we are possibly in the midst of a new vitality in science fiction. I’m seeing fantasy writers suddenly turning out SF—and very good SF—a reverse of the situation for the last few decades.  Mary Robinette Kowal’s Lady Astronaut novels, The Calculating Stars and The Fated Sky are excellent. Good SF, a great central character, an alternate history scenario that makes perfect sense, and done with rigor and humor to leaven the grim main storyline.

My friend Daryl Gregory published Spoonbenders last year and I can’t recommend it enough for anyone looking for the indefinable. I’ve been telling people that it’s a combination of the X-Files and The Sting. Daryl writes humor with the best of them, which can be especially effective nestled within a serious plot.

Other speculative fiction delights:  Six Wakes by Mur Lafferty (one of the better locked-room mysteries, nested within a fascinating SFnal conceit); The Fifth Season, N.K. Jemisin’s tour-de-force which kicked off a few years of drama within the SF/F community; The Strange Bird by Jeff Vandermeer; Binti, by Nnedi Okorafor; and the short but affecting Time Was by Ian McDonald.

One of the best SF novels I had the immense pleasure of reading was John Kessel’s The Moon and the Other, which is an examination of utopic constructs. Set on the moon, it follows the vicissitudes of a feminist enclave vying for independence on a believably fraught luna colonized by a number of competing systems. The social and personal dynamics are complex and delicately portrayed. I thought it one of the finest novels of its kind I’ve ever read.

Not science fiction per se but inescapably SFnal was Alec Nevala-Lee’s excellent biography of John W. Campbell Jr. Astounding. For anyone wishing to understand the formative years of this thing called science fiction (and here I mean what we mean when we point at something—say, Star Trek or Arrival—and say the words, not the academically problematic ur texts that might establish prior examples and possible launch points), this is a must-read. Many myths and legends surround this man, this magazine, these writers, and Nevala-Lee does a surpassing fine job of revealing the facts and placing all these people in context.

I also read, for the first time, Malka Older’s Infomocracy.  I will read the rest of the trilogy based on this novel, which is a page-turning political exegesis on alternative democratic systems and their possible pitfalls.

Finally, Charlie Jane Ander’s forthcoming The City In The Middle of the Night. Excellent. It releases in February.  This is a major novel by a major talent. I’ll do a fuller review later.

A smattering of other SF works:

Netherspace by Lane & Foster; The Sky Is Yours by Chandler Klang Smith; Tomorrow by Damian Dibben; The City of Lost Fortunes by Bryan Camp; The Million by Karl Schroeder; Avengers of the Moon by Allen Steele; Noumenon by Marina Lostetter.  All recommended.

I read Charles C. Mann’s Wizard and Prophet, which is a science biography of Norman Borlaug and William Vogt, the two men who pretty much defined the conflict between two schools of thought about environment and sustainability in the 20th Century. Borlaug was the developer of super grains, applying technological approaches to increased yields to feed more people, while Vogt was an ardent believer in austerity and cutting back and reducing populations. What might have been achieved had these two men somehow found it possible to work together we will never know. Vogt identified Borlaug as an enemy almost from the minute they met and history has been as it is.

Stephen Pinker’s Enlightenment Now is a weighty argument on behalf of the Enlightenment as a foundation for going forward. It is a hopeful book, anodyne for the fraught political times in which we live, if a bit more optimistic than might be creditable. Set it against Tim Marshall’s Prisoners of Geography and realities balance the optimism.

I’m finding a forceful new set of voices in support of scientific rationalism and a concern over facts muscling its way back onto the main stage of public discourse. We have labored in a soup of vacuous postmodern hand-waving for the last four decades so that now the very moral relativism decried by the Right as liberal softheadedness is now used by the Right to claim victory against Reason and Progress. Perhaps this move from fantasy back to science fiction is an indicator that people are growing tired of mystical pabulum and want something concrete to hold onto.

Maybe.

In any case,  these are some of the books that caught my attention this year. We’ll see what 2019 brings.

 

 

 

 

Reaching For Stars

Let me get straight to the point:  Mary Robinette Kowal’s new novel, The Calculating Stars, is one of the best alternate histories I have read since…

It is 1952. Dewey is president. Elma York and her husband, Nathaniel, are on vacation in the Poconos. They both work for the newly-formed National Advisory Committee for Aeronautics. Nathaniel is the chief engineer and has a reputation for putting up America’s first satellites. Elma is a mathematician, a superb one. She is also a former WASP pilot, which fact figures prominently in all that follows.

In the midst of their idyllic vacation, a meteor slams into the Atlantic just off the east coast. It destroys Washington D.C. and wreaks havoc up and down the seaboard. Elma and Nathaniel manage to get out and to her plane and west until a fighter squardon challenges them, learns who they are, and escorts them to Wright-Patterson Air Base, the only fully operational military base within range. There they learn the extent of the immediate losses.

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Quickly, the government scrambles to get up and running. The only surviving member of the Cabinet is the Secretary of Agriculture, who becomes Acting President until an election can be held. This, too, is very important.

While the pieces are being picked up and some kind of order restored, Elma is asked to calculate the size of the meteor so her husband can go into the meetings with the paranoid military and convince them this was nothing to do with the Soviets. She crunches the numbers and discovers to her shock and dismay that this was an extinction-level event. In 50 or 60 years, the Earth will be too hot for survival.

Kowal lays all this out meticulously. The science has the resonance of reality.  So do the politics, the culture, the economics. In fact, this is a very well thought-out scenario. For Elma, Nathaniel, the Acting President it means one thing:  humanity has got to get off the planet.

Which kicks the space program into high gear in the early 1950s.

The novel is soaked in telling details. And while it offers plenty of science and rocket-geek delight, it is also a story of challenging culture and social norms and overcoming personal difficulties in the face of all that the 1950s—our 1950s—was about to be. Kowal brings the culture into play with a seamless grace that produces a “well, of course that had to change” which occasionally leaves a residue of embarrassment.  Embarrassment at how we know things were and even how they still are.

We talk about Wake Up Calls when faced with growing or entrenched social problems, matters of injustice, the unexamined givens of the world. Kowal delivers the ultimate Wake Up Call.

And then shows us just how resistant people can be to making absolutely necessary changes if they challenge how we believe the world ought to be.  She puts ought to be on trial in a compelling narrative that seems to be all about building the future writers like Heinlein and Clarke expected. They neglected a few of the underlying pitfalls of trying to do so.

As well, we are treated to a protagonist completely human, flawed and excellent in her abilities and craft and sensibilities. Elma York is composed of the stuff we want to cheer and she carries us along with a convincing humanity that includes a heart as large and full one could wish for.  Her relationship with Nathaniel is wonderfully portrayed.

But it is Elma’s constant checking of privilege as she works to bring women into the astronaut corps and has to face the fact that she had often been blind to things sometimes right in front of her. Living up to her own values becomes a process well worth following.

This the first book in a new series. If it continues with the same verve and attention to detail and sheer passion, we may be looking at a landmark work.