2022

I have been remiss in not doing these annual reviews more regularly. I have no excuse. Other words get in the way sometimes. 

But this, one year into my “official” retirement, I have no excuse not to do. So.

I read, cover-to-cover, 89 books in 2022. Compared to 48 in 2021. I try to make it through 70 to 80 a year, but some years…well. A handful in ’21 were doorstops, but really, I have no excuse for not getting through the nearly 100 books I read only partly. 

Of the 89 this past year, 40 were some species of science fiction. That’s up in percentage from the past few years. A handful were rereads, like Samuel R. Delany’s Tales of Neveryon, Heinlein’s Space Cadet, Laumer and Dickson’s Planet Run, Greg Bear’s Heads. As I’ve noted before, I rarely reread. I read slowly, compared to some, and I have too many books on my TBR pile to choose to go over something I’ve already been through. This past year, I’m finding that to be a mistake.  (I started this a few years back with Charles Dickens. I’d read most of his work in high school, came away hating it, and deciding that I needed to revisit that impression. It has been…instructive.) 

Planet Run by Keith Laumer and Gordon R. Dickson is an anomaly for me. It’s what a friend of mine calls a “shitkicker”—and adventure with not much else going for it but the adrenaline. A crusty old spacer is hauled out of retirement to participate in the planetary equivalent of the Oklahoma Land Rush. He’s seasoned, wizened, world-weary, but gets saddled with the wet-behind-the-ears son of the politician who has blackmailed him into doing this. Bad guys abound, betrayal happens, it would have made an excellent Bruce Willis film anytime in the past 20 years. I read it first at 13 and there is something about it that just does it for me. I’ve read it four or five times since and it is always fun. Nothing deep, nothing timeless (or maybe there is), nothing one couldn’t find in a good Zane Grey or Louis L’Amour (it is basically a western). But it still makes me smile. It is one of the few books I loved as a kid that does not make me cringe to read now.

The Bear…well, Greg Bear passed away November 19th, 2022, from complications from heart surgery. I still have a few unread Bear novels on my shelf, but I read his Queen of Angels for the first time and realized that there are 5 books in that universe, including Heads, which proved to be as wickedly clever this time as the first time. The jabs at Scientology are impossible to miss, but it’s not satire. Queen of Angels was fascinating and a book one wonders if it would be  fêted today. It hues close to a few stereotypes that, while I felt he subverted, might nevertheless be read as problematic today. At its heart are questions of nurture vs nature psychology and the costs of potential intervention—therapy of a more intrusive type.

Of the SF read for the first time, then, right off the top was Gregory Benford’s Shadows of Eternity, which produced a curiously nostalgic reaction for me. Benford “borrowed” an alien species from Poul Anderson and wrote a very different sort of first contact novel that took me aesthetically right back to the Eighties, even as the approach to character and extrapolations of technology are very much of the moment.

I heartily recommend Stina Leicht’s Persephone Station, first in a series (?) that gives as an all-female crew (and supporting cast) in another “shitkicker” that has no lack of adrenaline and ample speculation involving corporations and indigenous rights and a neat Magnificent Seven riff. 

Andy Weir’s Artemis could have come from an outline left behind by Heinlein. Enormous fun, set entirely on the moon, action, problem-solving, and—again—corporate shenanigans. 

I read Ken McLeod’s trilogy beginning with Cosmonaut Keep, continuing with Dark Light and Engine City, which is a large-scale space opera somewhat in the mode of Iain M. Banks an involving interspecies intrigue, vast machinations, and ending on an ambivalent note where what problems have been plaguing the characters seem to be solved but not exactly resolved. He handles the whole time dilation question rather well and manages to tell family sagas and personal relationships against the background of centuries.  (It’s tricky to do these kinds of sagas which center on families without it becoming A Family Saga, with all the kind of homey baking bread sentimentality one usually encounters.)

I want to make special note of Nicola Griffith’s Spear, which is a compact and compelling retelling of the Arthurian—or, rather, the Percival legend—done from an unexpected point of view. Firstly, the writing is, as we expect from Griffith, first-rate. Secondly, she delivers a feminist twist which is only that in retrospect. As always, the story comes first. But story and character are bound up in the double helix of narrative. Griffith is doing some of the best history-based fiction around. The sequel to Hild is coming out soon and we should be prepared for a treat. 

Arkady Martine’s A Desolation Called Peace is the sequel to her marvelously complex debut, A Memory Called Empire. It picks up where the first left off and enriches the universe she has built, quite well. This is the kind of immersive world-building long-valued in SF/F, particularly effective because of the juxtaposition of cultures which throws the aspects of each into relief. Martine’s main character is herself something of an outsider, groping for Place in a milieu of which she has too little experience. 

Another epic work in SF I think very important is Kim Stanley Robinson’s Ministry For The Future. This is in many ways not a science fiction novel—in fact, it could be argued that a good chunk of it is textbook—but it is speculative, in that none of the specific events detailed have happened but the world is very much ours. It presents a scenario in which the world finally tackles climate change. In that so many things work and come together to positive effect I suppose render the novel SF, but…

Becky Chambers’ new series, Monk and Robot, continues with A Prayer for the Crown Shy, part of the tor.com series of novellas. All I can say is that Chambers is one of my favorites authors. She writes about community is ways I find remarkable and refreshing in science fiction. 

Two novels about radically altered futures I found compelling. Monica Byrne’s The Actual Star, which is reminiscent (in structure) of David Mitchell’s Cloud Atlas, and Benjamin Rosenbaum’s  The Unraveling. Both novels offer views of future social arrangements quite removed from our own and both present backgrounds of unexpected breadth. The writing in both is amazing and the ideas will linger.

To my great pleasure, John Crowley published a new one, Flint and Mirror, which indulges his penchant for presenting magic as a potential more than a reality and offering a view on the borderlands. This one is a historical, about the Irish Problem at the time of Elizabeth I. Unexpected. 

I continued with Jacqueline Winspear’s Maisy Dobbs series. I haven’t decided yet whether she’s doing history with embedded mystery or the reverse, but the novels have been tracking Miss Dobbs chronologically as the world heads for WWII. The last two so far, war is upon Britain and Maisy finds herself doing more security work than private investigation. We have grown up with these people now, so to speak, and the world Winspear is investigating is marvelously evoked.

Not intending to, really, but I did  a partial reread of the Ian Fleming James Bond novels. I indulged in a marathon review of the movies and wrote commentary and decided some comparison to the original novels and stories was in order. I was surprised both by how well-written many of them were and at the same time how shallow. I recall as a teenager plowing through them with relish. This time it was an academic review that yielded a few surprises, but on the whole I came away feeling I never have to look at them again.

I read Emily St. John Mandel’s new one, Sea of Tranquility. Whatever she might say, this is straight up science fiction, with time travel and an apparent time paradox. Given another fifty pages, she might have made it a very good SF novel. As it stands, it was enjoyable but derivative and relied too much on the good will of the reader. It was reminiscent of several older works by SF writers, most especially Poul Anderson’s Time Patrol stories. My best guess is, her point is to suggest that we all live in closed loops. (She might try to remember next time that gravity is different in other places and that someone who grew up on the moon might have a very difficult time standing up on Earth. Such details, which may seem fussy to literary writers, can make or break a narrative in science fiction.)

I finally read a Paul J. McAuley trilogy I had been meaning to for years, starting with Child of the River. In many ways it reminded of Gene Wolfe’s magisterial Book of the New Sun. Out in the hinterlands of galactic space, an artificial world with a long history that has evolved into a mythic background and a kind of avatar of a past race come to fulfill, etc etc. The adventures and worldbuilding are exceptional, but it ended with the feeling that another book would have been in order to satisfactorily wrap things up.

One last SF recommendation is Annalee Newitz’s new one, Terraformers, which draws on her strengths in anthropology and ecology and tells the story of the denizens of a world that has been remade by a corporation intending to lease it out to rich vacationers. The beings who did the actual work, however, presumably designed to die off when their utility is at an end, are still there and a struggle begins to claim rights. High finance, environmentalism, indigenous issues, and all the related politics combine in a rich, fascinating novel of generational evolution.

I’ve been dipping back into the past and catching up, filling in gaps. A couple of Clifford Simak novels, a reread of Ian Wallace’s Croyd (which is remarkably weird), early Le Guin (Rocannon’s World and Planet of Exile), and….

David Copperfield. Yes, the Dickens. I read this one aloud to my partner and came away with a modified view of Dickens. At least in this novel, what to a modern sensibilty comes across as verbosity, is actually very careful scene-setting and social explication. The 19th Century did not offer  movies and the stage was not universally available. I found very little that might be excised from the narrative. It all mattered.

I read Piers Brendon’s The Dark Valley, which is a heavy history of the 1930s, from the onset of the Depression to the start of World War II. Brendon takes a global view and examines each major political aspect—America, Europe, Britain, Asia—and gives a narrative of the runaway cart that took the globe to war. The parallels to the present are clear, but also deceptive. Yes, there are movements and conditions, but the failure of solutions then should not be taken as inevitabilities now.

I read Walter Isaacson’s Code Breaker, the biography/history of Jennifer Doudna, the geneticist who has given us CRISPR and whose work was part of the technological foundation thst produce the COVID vaccine is apparently record time. Isaacson, as usual, does an excellent job of making the science accessible. The people, though, shine in this lucid view of modern science.

As is my usual habit, I read some odd bits of history. For my writing, I rarely do project-specific research. Instead, I cast a wide net and gather a variety of details until suddenly they become useful. To that end, I read the following: The Future of the Past by Alexander Stille; There Are Places In The World Where Rules Are Less Important Than Kindness by Carlo Rovelli; Utopia Drive by Erik Reece; Freethinkers and Strange Gods by Susan Jacoby; A Short History of Nearly Everything by Bill Bryson; Worldly Goods by Lisa Jardine; Beyond Measure by James Vincent.

And the rather impressive History of Philosophy by A.C. Grayling. 

I can recommend all of the above whole-heartedly. 

I also read Sherlockian novels that surprised me. Kareem Abdul-Jabbar (yes, him, the former basketball player) is a serious Sherlockian and did two novels centered on Mycroft. I recommend them. Sherlock is in them, of course, but not yet out of university. They are surprisingly good. Or perhaps not so surprising, Maybe the word is uniquely good. There have been pastiches and homages to Holmes and most of them are forgettable if enjoyable. These two I feel contribute meaningfully to the mythos.

Along those lines, the Victorian Age has become almost a genre in itself, and I read my first Langdon St. Ives book by James Blaylock. I’m still unsure what to make of it, but I was impressed. We shall see if I continue the series.

There are a number I have left out. Not that they were bad, but I’m not sure what to say about them here. I discovered some new-to-me authors that I recommend—Sarah Gailey, Daniel Marcus, Nadia Afifi. 

I finally read a classic I had long avoided. High Wind In Jamaica by Richard Hughes. I’m still trying to decide how I feel about it. In many ways it is an ugly story. Children captured by pirates, who turn out to be quite not what anyone would expect. It seems to me to be a study of what happens when childhood fantasy collides with the fantasized reality. In that way, it is well done and evocative.  What it says about human nature and the condition of childhood is complex and layered.

I may have further thoughts later. For now, this review has gone on long enough.

I’m looking forward yo 2023.

Good reading to you all.

Of Time and Depths of Contemplation

Sea of Tranquility is Emily St. John Mandel’s sixth novel. Once again, she is indulging in a science fiction scenario, which she also did in what may be her most famous work, Station Eleven. She denied she was writing science fiction, but the novel has been adapted into a streaming series to good effect and is undeniably post-apocalyptic SF. (The reasons literary authors like Mandel find it necessary to disclaim that their work is SF are many and varied and could serve as an interesting study. Suffice it to say that it is a tradition now and originated in the simple reality of market share. That would no longer seem to be valid, given the bankability of SF these days, so we are left musing over sensibilities and pretensions.)

Like Margaret Atwood before her, Mandel seems now to have come to terms with her relationship to science fiction and has produced a work that cannot be plausibly read as anything else. The question then is, how good is it?

As science fiction, it is unremarkable, but not bad. We have now a couple of generations of writers from all genres who have grown up in an aesthetic universe informed by Star Trek, Star Wars, the Terminator, and now the excellent work being done in limited series. It’s bound to rub off, despite the efforts of MFA programs that often regard SF as less than acceptable.

And this leads to the slightly at-variance receptions of readers to such work. For the SF fan, a work like this says nothing new about the universe. For the literary reader largely unfamiliar with SF, it may seem refreshingly outré. Depends on one’s reading history.

The basic set-up in Sea of Tranquility can be traced back to something like Poul Anderson’s Time Patrol stories, which have as their basic ethic—their Prime Directive, if you will—the mandate to guard the timeline to keep history from changing. There is an organization, agents are recruited, various points in time are investigated, aberrations hunted down and “corrected.” We can see the idea in Isaac Asimov’s End of Eternity and in many other works by numerous writers, all of which are concerned with the ramifications of time travel. (Two of the most famous examples come from Robert A. Heinlein—By His Bootstraps and All You Zombies. Heinlein used time travel a number of times, to mixed results. The problems to be grappled with are a rich font of philosophical—not to mention physical—speculation. Presently, the new series based on William Gibson’s superb novel, The Peripheral, is thoroughly exploring the ramifications of time travel.)

The protagonist of Sea of Tranquility, Gaspery Roberts, lives on the moon, in a decaying colony, and leads a relatively aimless life until events bring him to the attention of the institute for which his sister works. She—and they—are essentially the Time Patrol. Gaspery volunteers to help them investigate an anomaly they have discovered, an apparent “hole” in time, which may answer the question, Are We Living In A Simulation?

This is a current—though minor—matter of interest in philosophy and, to some extent, physics. One might reasonably ask, what difference would it make? But there is a certain question of maleability involved, which leads to the ethical issues in keeping the timeline “pristine.”

Mandel then constructs a loop to tell the story of the anomaly and how it involves Gaspery.

The essence of the novel comes down to choices. Everyone’s, really. The engine that drives the novel is Choice. Gaspery’s, certainly, as he becomes a rogue actor, but in every instance throughout the book Mandel examines the consequences of choice. By tying it to the universe at large, through the conceit of time travel (and, secondarily, by asking whether this is all a simulation) she connects it to the fabric of the world itself.

In this, she steps outside the familiar precincts of the purely literary novel, in which choice is certainly important, but only as it affects the people involved with each other. It never alters the stuff of reality. There is seldom this binding of philosophy to physics. That’s the realm of science fiction.

The question then, is Mandel successful in this endeavor?

On the whole, yes. She tells a compelling story. The characters are engaging, their situations distinct and intriguing, and the throughlines are followed scrupulously. Costs are levied and paid, solutions are frustratingly short of desire, and the settings nicely drawn. The central questions are foregrounded (as one would expect from a science fiction novel) and tied to questions beyond the internal concerns of the characters. The world itself is brought into play in interesting ways. It is on a number of levels satisfying.

It is not state-of-the art science fiction, but it does not seem Mandel is trying for that. She’s going for reliably suggestive. That it is derivative (of so much one would not expect her to be familiar with) is not here a detractor. Some of the speculation of what the future may be like is too conservative, but not so much that the story is derailed by incongruities. The major speculations are kept off-stage—mentioned but not examined (there are interstellar colonies, for instance)—and she avoids the pitfall of too much technical detail.

It is the confluence of her characters, coming together in an unexpected way, that keeps us reading. She even suggests an answer to the Big Question, but leaves it to the reader to draw their own conclusion.

We are in many ways tied to people and history unpredictably. There are orbits and the mechanics thereof dictating the path of our hearts. In these matters, Mandel has given us a contemplation of surprising moment.

Fatal Prose?

The year of the fatwa, an acquaintance of ours hurried to a Walden Books store that still had copies of the book. He had called around to find them, only to be told time and again that they had been packed up and returned. This one outlet had not yet sent them back and he asked—demanded, really—that they not, he would come in and buy them all. I’m not sure why they believed him, but he told us afterward that as soon as he walked into the store all the employees showed stark terror. He was dark, black hair, what you might call Mediterranean. He looked to them, apparently, Arabic.

They had ten copies and he did in fact buy them all. He gave us one, which we still have. It’s a First Edition, second printing.

Until this global scandal and the media coverage attendant upon it, I had never heard of Salman Rushdie. This, I learned, was his fourth novel. Prior to this he was among the literary writers praised by academies, taught in creative writing courses, and of little interest to me as I was at that time pouring all my energies into trying to become a published writer of science fiction. What Rushdie wrote, I discovered, was from the literary borderlands known as magic realism, which put him in company with Gabriel Garcia-Marquez and Manuel Puig and, to some degree, Carlos Castenada.

I read The Satanic Verses from a kind of voyeuristic viewpoint—what is there here that might earn a death sentence for the author? There was a sensationalist aspect to it all that was related to books that had been banned or challenged, books that had stirred public outcry or denunciation. The celebrity of the circumstance drew in readers and I confess that I wondered very briefly if this were as serious as it seemed. But bookstores, especially the chains, were yanking the book from shelves out of fear of reprisals, so if this was a promotional gimmick it was backfiring horribly. My suspicions along those lines did not last long and as details emerged, it became clear that the Ayaltollah Khomeini had indeed decreed a reward for Rushdie’s death for blasphemy.

Part of the privilege of living in America, at least until recently, is the security of greeting that kind of news with complete dismay. You don’t kill someone for blasphemy. What does that even mean? (As the Religious Right has gained more prominence in public awareness, we may be learning that.) It’s a novel, for goodness sake! Fiction!

And at some point you wonder, just how thin-skinned can they be?

After reading the novel, I was still baffled. The title and the events referred to by it are part of the lore and tradition involved. As far as I could learn, Rushdie misrepresented none of it. I honestly could not see cause for an accusation of blasphemy, but then, I am not Muslim and my own relationship with the traditions in which I was raised has been problematic since adolescence. I thought it was a good example of its kind but nothing special.

But there is a section of the novel that I thought did make sense in terms of insult, and that is the parts concerning the Imam. This character is clearly based on Khomeini, a cleric living in exile who is given a chance to return to his country and overthrow the oppressive government. It is not a flattering portrait.

‘We will make a revolution,’ the Imam proclaims…’that is a revolt not only against a tyrant, but against history.’ For there is an enemy beyond Ayesha, and it is History herself. History is the blood-wine that must no longer be drunk. History the intoxicant, the creation and possession of the Devil, of the great Shaitan, the greatest of the lies—progress, science, rights—against which the Imam has set his face.

And then a bit later:

‘Death to the tyranny of the Empress Ayesha, of calendars, of America, of time! We seek eternity, the timelessness, of God. His still waters, not her flowing wines.’ Burn the books and trust the Book; shred the papers and hear the Word…

I thought then and still do that this is what drew the ire of the clerics. It was personal and had nothing to do with any presumed blasphemy. But then, it also demonstrates how the personal had become political, in that the thing desired, according to this, was to stop anything and everything that might detract from the exaltation of a stasis anchored by a changeless devotion.

Rushdie had to go into hiding. He lost access to much of his life. He lost his wife.

Khomeini died, but the fatwa remains, reaffirmed in 2006 (on Valentine’s Day, curiously enough) that the vow to kill him is permanent.

It is still difficult for us to accept that a work of fiction could result in a death sentence, but then we have that privilege here. Though it’s not like books aren’t regularly challenged and sometimes it seems those in the forefront of condemnations might work themselves into a killing frenzy. Words are powerful and we need to remember that.

For that reason, we should cherish them and protect them, because in that power we find the capacity to conceive the world and acquire wisdom and grow. Words that cause discomfort, that stop us in our self-satisfied tracks and make us look at the world in different ways are among the best tools we have to find justice. If what we read causes the kind of dismay that only offers condemnation as a response, it may be our preconceptions and prejudices that need examination. We will never know what we can become if we arbitrarily silence the diversity of other voices.

Collisions of cultures can often result in incomprehension. As an aside, I had occasion once to discuss this issue with a Muslim, who told me she supported the fatwa because of the blasphemy. I attempted to learn what about the book was so blasphemous. Instead, I received a jeremiad on its obscenity. Now, there is talk of sex in the novel, but to my mind it is far from graphic, but she insisted, especially given the depiction of oral sex in the first chapter.

“What oral sex?” I asked, completely baffled then.

The first chapter depicts the aftermath of an airliner bombing—probably Lockerby—which has dropped the two principle characters into freefall. Gibreel Farishta and Saladin Chamcha, who are bound in odd ways through the rest of the book and exhibit spiritual (and physical) mutability in very clever and insightful ways, tumble through the air and fall into a rotation around each other, head to toe, as they fall. When I read it the first time, I immediately saw it as a physical metaphor of Yin and Yang, and as the book proceeded this was clearly intended.

“What is that?” my communicant asked. She had never heard of it. The cultural literacy that might have made the scene make sense to her that way was absent. Instead, she drew the inference that they were in a 69 position, fellating each other.*

Later, I couldn’t help but wonder, what am I missing because of a lack of cultural knowledge? It’s easy to slip into judgmental mindsets without noticing that such blindnesses go both ways. Expecting everyone, everywhere, to possess the same set of cultural awarenesses is another form of privilege that fails to serve.

Burning the books would leave us bereft of the kind of global and cross-cultural familiarity that is essential to understanding each other.

But then, such knowledge leads to choices, and for a certain mindset, choices are the ultimate blasphemy. (I am mindful of the spasmadic rejection of education and information in the aftermath of 9-11 that swept this country, that any attempt to understand, to contextualize, to become aware was seen as somehow treasonous.)

Now finally someone has managed to assault Mr. Rushdie and damaged him horribly. The kind of unquestioning commitment to narrow causes is also something we often are unable to comprehend, although that may be changing even here. It still leaves us with a puzzled dismay. Why? On the one hand, it’s just a book. (Killing Rushdie will not change that, the book will not magically disappear should he die, and in fact this event will cause even more people to buy it and read it, so by what logic is this even construed as effective?) Then again, it is that the ideas in the book—in any book—cause so much fear that the choice seems to be to yield and learn or lash out and destroy, and the latter is preferable somehow.

This is something many of us have experience with, people so terrified of ideas that they will move heaven and earth to keep such things at bay. Books are being challenged and removed from libraries all the time. It’s never enough that we allow people to make such choices for themselves, some demand their fears be enforced on everyone.

So let me leave my own statement on the “virtue” of absolutist positions here:

Nothing is so sacred that it justifies killing someone because they express a different opinion about it. Nothing. The concept of blasphemy is only fear in ritual garb. We must overcome terror in the face of new ideas.

____________________________________________________________

*When I asked her how her initial reading held up through the rest of the novel, she admitted she had not read past that first chapter. On that basis she was willing to accept that Rushdie’s death was justified.

Intrusions

The latest eruption of reaction from certain viewers of the new Sandman series on Netflix is another example of a phenomenon that I, in my 20s, would never have thought to indulge: the intrusion of the audience directly into the aesthetic choices of an author. I grew up in a time in which you either liked or did not like something, and if you did not like it you would then go off to find something you did like. What you did not do was presume to publicly dictate to the creators what was wrong with the work as if you had any place in that process.

Professional (and amateur) critics would analyze and examine and write pieces about a given work to explain what does and does not work, but rarely, if ever, would you find a demand that a work be different. Certainly lively discussions among those interested over a given work were common and healthy, but that work would be accepted as presented, to be dissected and studied, liked or disliked, as it stood.

Today it would seem the audiences harbor elements that take it as given that there is a right to tell the creator to rewrite, reconstruct, or otherwise revise a given work, based on the apprehension that said work is “wrong” and should be fixed. Among this group there seems little interest in examining those objectionable aspect to discern the whys of the creator’s choices—and thereby maybe learn something from them—or even the consideration to simply say “this is not for me” and go find something else. This intrusion of a self-assumed participation (which becomes strident, because obviously it ought not and seldom does have any result on the work in question) has become a fixture of the current literary and media zeitgeist.

We see this presently in the splenetic condemnation of so-called Woke aspects in something and an implied—or explicit—demand that they be gotten rid of. It seems not to occur to such tyros that maybe an examination—of self as well as the work (which, in the best of worlds, become one in the same, because that is what the best work does for us)—would be edifying and perhaps personal growth might result. It seems not to occur to them (and others not so vocal about their personal discontents) that the whole purpose of engaging with a work that may challenge preconceptions is to force a bit of self-analysis.

Given that the United States now ranks far down the ratings of literacy in the world today, it would seem that we have a massive group of people who have decided that the literary world, be it in print or film, must conform to their definition of acceptable and allow them the comfort of never getting out of their heads.

This is a level of intrusion I find toxic. Even though it may well be a minority, these days numbers seem not to matter in relation to degree of attention. For the purposes of this essay, let me just speak to the lone individual who, disgusted by Dr Who being a woman or the aspect of two boys or two girls kissing, or the appearance of any minority in a role long-assumed to be the province of white people, reacts with a public display of condemnation and a demand that this not be allowed.

You are to be pitied. You have locked your soul into a box so that it is never touched by anything other than the presumptions chasing each other inside your skull. You do not know how to read (and by that I mean the vicarious immersion through connection with a character and a text that offers something New for consideration; indeed, consideration itself would seem a foreign and hateful thing to you) and you no doubt have caged your empathy in such a way that you flinch at any suggestion that the world is not what you wish it to be. You see something like this (Sandman) and you look forward to being dazzled by the special effects and the novelty of magic and other worldly mysteries, yet any hint of the personal that might challenge your prejudices is unwelcome because what you want is to be wowed, not enlarged. Literature is, at its best, a gateway to parts and places in the world you have not had and might never have direct access to—that is the point.

You do not have the right—nor fortunately, as yet, the authority—to tell a writer he or she should take something out because it disturbs you. Go read/view something else and leave this to those who do appreciate it.

It’s this attitude, this sense of privilege that suggest because you are a fan you own the property and can dictate the landscape, that troubles me. It’s ugly. It’s selfish and small and poisonous. And, as I said, pitiable.

And just an observation…if something bothers you that much, odds are it’s not irrelevant at all. Rather it may be the most relevant thing about it and it would be a good idea to maybe look into that a bit deeper. If it was genuinely gratuitous, it likely would not cause even a minor stir in your psyche.

Science Fiction, Fantasy, and the Pursuit of Taxonomy

There are some discussions about literary forms which are of use primarily to the academic, the author, and the dedicated taxonimist obsessed with lists and categories and the minutiae that separate one column from another. For the average reader—including deep readers, serious in their immersions into literature—most of this is beside the point, sometimes just a distraction, and occasionally a serious annoyance. Most simply do not care “what” something is—where it slots in on any spreadsheet of literary types—as long as the book at hand works and provides the pleasures they seek.

For the former group, though, these things can matter quite a lot. Tracing the lineage of a form or where a given writer drew inspiration or the cross-referencing of varied texts is a species of archaeology that can enrich understandings of the evolution of literature. Movements, iconoclasts, even the politics of certain writers and groups of writers, the impact specific works have had on whole fields…all this is both real and fascinating for a particular area of study. It should be there for those inclined to ask the kinds of questions addressed. For the writer, such distinctions are relevant for a variety of reasons, starting with the kind of work to be done and how to do it and going on to considerations of market and further to the sorts of broad conversations engaged across published texts. Knowing the deep roots of what one writes can solve problems, make the work itself richer, and give direction to later work.

As for the taxonomist…this kind of thing is part and parcel of bibliographic study. As our archives grow, this becomes more important, lest things are lost. Or misunderstood.

But as I say, for the general reader, all that matters is that the book provides what it has promised. In the main, the obligation of the writer is to provide entertainment, an experience that satisfies whatever requirements the reader may seek to fulfill. As far as the reader is concerned, as long as what is found on the page serves that goal, what goes into creating that page is irrelevant. And like a good magic act, it should not intrude. Granted, there are some readers who enjoy deciphering texts to see how they work, those who feel good about being able to perceive the scaffolding, trace the connections, and catch all the well-incorporated quotes, references, sources, and links. (And too many lit classes based on the assumption that this is the important part of reading.)

Achieving that seemingly effortless immersion, though, is far from simple and work well done requires a knowledge of those behind-the-scenes apparatuses. The architect has to know the skeleton of the building that supports the surface that everyone then sees and uses.

There is interest for the lay reader as well. Not all readers are disinterested. The how of things has an appeal. But for the most part, understanding how something works and what it is intended to accomplish and the way it achieves its goals is primarily in service to the ongoing endeavor to continue to create works that do certain things.

So let me state up front that distinctions between forms and what makes them distinct will make no difference in the case of a given work if people enjoy it. Regarding this current essay, what makes science fiction science fiction will matter little to readers who are loving what they are reading. The ride is all. The play of ideas, the novelty of landscape, the exoticism of the distortions within the story that produce a pleasurable experience are all that count. If you have no interest in how the centipede walks, this is perhaps not worth your time.

As well, most of us have been tortured by lit classes in which the examination, over-directed and flensed of the joy a given text is intended to supply, becomes a kind of reductio ad absurdum in the hands of amateur taxonomists who seem to think the only value to be found in a story is its derivation from and relationship to deep-rooted myths and symbolic board-gaming. “What do you think the author intended/meant by this?” Such questions are certainly valid. I do not suggest they have no place in the creation and reception of a story, only that they are questions that form anchors between the actual creation of the work and, at the other end, the analysis of such creations by those fascinated in all the inner structures that make it a culturally-relevant artifact. For those between the anchors, the resonance of an insider’s familiarity can add a special frisson to the experience, but if the work is done well it is the least important quality.

To be done well, though, would seem to require at least a passing familiarity with those structures. When watching a magician work, the point is to be fascinated and entertained by the effect. Knowing how a trick is done may add an extra layer, but the fact remains that for the purposes of the performance, only the magician needs to know. For it to work well, the magician needs to not only know but fully understand what all that backstage apparatus does. The degree of such understanding can determine the quality of the performance.

So we come to this question of, essentially, genre distinctions. Few other forms seem to have such spill-over for the audience as does science fiction and fantasy. (In music, I can think of debates over distinctions, or at least points of departure—is rock’n’roll blues or was there a split at some point allowing them to be distinct modes? Broadway musicals and opera share certain commonalities, but they are not the same things. Is Ragtime jazz? Valid questions, all of which can be dismissed in the face of “I don’t care, I like it.” But for the creators, such distinctions are much more relevant.)

My own sentiment is that science fiction and fantasy are distinct. There’s overlap of form, motif, and occasionally aesthetic effect, but functionally they are concerned with different things. That it took a good part of the 20th Century to sort this all out, with a great deal of hybrid work being produced that tended to confuse the two (science fantasy? Really? I know what it’s supposed to me, but personally the concept, if not specific works, offends me) but by now, with the actual manifestation of the worlds being proposed in so much of that literature providing ample real world bases by which to assess the function of the two forms, it should be clear that the science fiction discourse has followed a different path than fantasy. At the end of the day, they are not different versions of the same thing.

This is often obscured by examples of the actual work.

My working assumption of science fiction (hereafter simply SF) is that, first and foremost, it is what I call epistemological fiction. This is what grounds it in science. The accuracy of the science in a given story, while certainly desirable, is not critical. Rather, it is the philosophical framework that science comes out of that matters.

The philosophy of science, according to the Oxford Guide to Philosophy, “can be divided into two broad areas: the epistemology of science and the metaphysics of science. The epistemology of science discusses the justifications and objectivity of scientific knowledge. The metaphysics of science discusses philosophically puzzling aspects of the reality uncovered by science.” SF has, generally speaking, indulged the metaphysical aspect for effect, but structurally, as essentially problem-solving fiction, it is the epistemology that has provided the framework. It is the struggle of character to come to terms with a reality understood or amendable to understanding by the tools and criteria of science that underlies the SF endeavor. Characters seeking justifications—explanations—for the problems set for them by the world they move through drive the thematic and plot concerns of SF. The assumption that the world, in such instances, is in fact knowable, manipulable, and therefore “real” in the sense understood by science gives SF the unique effect readers seek.

The broadest distinction that can be made, therefore, from fantasy is simple: fantasy is not at all concerned with such understanding.

No one cares how Gandalf taps into whatever powers he may wield. No one cares how the rings of power work or how Sauron survived death. No one, frankly, cares why that tree blossomed just because a particular man allowed himself to be crowned king. (This is straight out of Arthurian myth, that the health of the country is dependent on the health of the king. Again, no one cares how that mechanism functions.) No one cares about the material justifications of the fantasy milieu because that is not the concern of such stories. Fantasy has other interests.

It is legitimate to ask why such understanding is even important, important enough to draw such broad distinctions between the two genres.

One of the principle benefits of fiction is its utility in permitting the empathetic connection with other lives through vicarious immersion—in character, in landscape, in intellectual and emotional play through alternate scenarios. The mental and emotional scope of the fictive experience allows for a kind of acclimation to situations and intimate experiences with people we will never otherwise encounter.

Until, sometimes, we do.

This is, of course, a byproduct of the primary utility of fiction, which is to entertain. The degree to which one is entertained, however, depends on an ability to empathize and subsume our self into the fictive experience, and this ability increases with exposure. And with that increase, the byproduct becomes more and more central—not by displacing the primary function but by merging with it, so that such increase becomes one with our apprehension of “entertainment.” (Which is why we become bored, over time, with work that once fascinated and delighted when we grow out of it.) At some point we enter a realm of discernment in which the critical understanding of those underlying structures may become important to our pleasure in a given text. At such points certain forms may fade in interest while others become more important, providing the sought-after effects. Distinctions come into play in new and significant ways.

Realizing this may prompt one to ask why.

For the purposes of this essay, the question clarified for me over repeated encounters with the proposition that SF and Fantasy are the same thing. Except in the most superficial ways, they are not, and their differences have to do with the nature of the aforementioned concerns over epistemology. That both forms may utilize the same archetypes from time to time does not alter the fact that those archetypes are used differently because they are based on different assumptions regarding their place in their primary milieus. (Correlation is not Causation.) For one example, the Scientist (as archetype) is not the same as the Wizard (as another archetype). While they are often apprehended as variations of the same thing, their grounding in very different philosophical assumptions could not be more foreign to each other. The world that finds the Scientist plausible, useful, and affective is not the same world in which the Wizard is an essential icon. The Scientist is the lens through which the world may be brought into focus; the Wizard is the conduit of raw power by which the world is maintained. The Scientist is representative of potential change, progress, and understanding; the Wizard is representative of stasis and the infantilization of entire civilizations that are not permitted to evolve beyond him. The Scientist represents expanding knowledge and the capacity to live with it because she understands that knowledge is infinite and nonexclusive; the Wizard perceives knowledge as a finite resource that must be preserved, tended, and kept out of the hands of those not fated to understand it (as he is). The Scientist is a liberator (knowledge wants to be free); the Wizard is a custodian (there are some things man is not meant to know).

We could go on. Both deal with arcana, but the Scientist sees it as part of her work to demystify, while the Wizard seeks a “worthy” apprentice who can be trusted to guard the secret wisdom. I simplify, of course, because both archetypes, to be useful in fiction, must still be human, and humans are polymorphous. My point, though, is that our starting assumptions determine deployment.

(The Wizard generally has no place in our world other than as a point of chaos which must be dealt with. Interestingly, one could put a Scientist in the Wizard’s world to completely different effect, but in both instances, the Wizard would lose relevance.)

Inasmuch as some critics argue that SF is Fantasy (or, less frequently, that Fantasy is SF), it seems the point of departure concerns myths and those aforementioned archetypes.

The archetype in SF is primarily the Scientist, a form nascent throughout history but not truly realized until the 18th Century, and certainly not much featured in our major stories even then. Certainly there is Daedalus and in very rough outline Odysseus is a kind of scientist. A handful scattered here and there, but usually cast in warnings to Not Go There. Faust is the last of the great warnings against science, or at least the “dabbling in things best left alone” motif of science. The difficulty is that for a good deal of that time science was conflated with magic by way of alchemy and as such confined to the secret society mode wherein knowledge was not to be shared and used only at great peril. This aspect attached to the first genuine scientist to be depicted in a major work of fiction, Frankenstein, even as most other elements involved in the story are recognizably material science. It took the rest of the 19th Century for the Scientist to emerge unfettered as a positive archetype and with the 20th Century took his/her place as one of the dominant archetypes of our evolving cultural mythos.

However, with the spread of science and its apprehension as a communal endeavor, one which benefited from greater and greater general participation, the whole embodied mythos began to split off from what had been the dominant form of cultural mythic reservoirs. Science, at base, is democratic.

When I claim that the Scientist is the central archetype in SF, I do not mean that a Ph.D. lab-coated grandee working in a study on arcane problems is the model. I am saying the Scientist as a very human mode of a particular kind of exploration and understanding of the world. A three-year-old playing with blocks is being a scientist. In SF, any character that progresses through a story with the basic assumption that the universe can be understood through the power of intellectual examination is being a scientist, be that character a soldier, a merchant, a pilot, or any of the myriad other forms present in SF (and in most other literature).

Of course other archetypes are present in SF, but more and more they must conform to the presence of the Scientist.

What gave birth to this, as in much else in the modern world, was the Enlightenment. In essence, the Enlightenment declared tradition a quaint holdover from eras wherein most people lived as if nothing would ever change. The components of transformational progress had been assembling for a long time. With the Enlightenment they had reached sufficient complexity, valence, and momentum to dispel the general assumptions of the past and send civilization forward on the wavefront of fundamental discovery that proved far more than mere novelty.

Which gives us the cultural assumption on which SF is based—change is the only constant.

But with change comes a multitude of problematic consequences which have resulted in a world in continual churn in ways it had never experienced before. In both scale and sentiment, what followed the Enlightenment was unprecedented. While change had always attended the ruling precincts throughout history, rarely had it affected the general population in so fundamental a way. (If there is an American story that records this sense of displacement among the general population perfectly, it would be Washington Irving’s Rip Van Winkle, one of the first stories of note to exemplify cognitive dissonance, which would become another primary ingredient of SF.)

The reaction to the Enlightenment—the Romantic Movement—gave credibility to the subsequent disdain for the kind of materialist focus which informed science. One can see it as the social oyster bed of modern Fantasy. It privileged the raw, unstructured encounter of the soul with nature, rebelling against intellectualism that demanded analysis and understanding of underlying principles in favor of a kind of naked immersion in reifying sensation. Wagner would eventually epitomize the primary focus of such sentiments, with the heavy reliance on myth and the idealized past, which would by mid-20th Century become the core aesthetic motif of Fantasy. (Even a work like C.S. Lewis’s Space Trilogy shows the continuum from SF to Fantasy book by book. While Out of the Silent Planet is largely if not wholly SF, by the time we arrive at That Hideous Strength we are wholly in the Fantasy mode, complete with a modern resurrection of Camelot in the form of Ransom-as-Arthur.)

Lewis’s work provides an example of one of the chief distinctions separating SF from Fantasy, one seldom remarked. In the final volume of his Space Trilogy, it becomes clear that this is a work thoroughly anti-bureaucratic. Not anti-bureaucratic in the specific, as in a critique and comparison of bureaucratic examples, but as an ideology opposed to bureaucracy in total.

(Certainly there are SF stories in which bureaucracy is cast as a Bad Thing, an enemy, and the hero’s quest is to block or destroy it, but for the most part even the hero in an SF story cannot function without benefit of the bureaucratic support structure that would have provided all the tools necessary for the hero to know how to fight a bureaucracy, and in the end a different bureaucracy arises, one which presumably works better.)

I have noted in the past that another, though dubious, distinction between Fantasy and SF is in the fact that when asked to name a primary text that more or less encompasses the genre, no such text seems to exist for SF, but there is one for Fantasy. I stipulate that other, older examples may serve as well if not better, but I suggest that The Lord of the Rings serves as a primary exemplar for Fantasy. In its epic sweep it gathered together and subsumed so much previous work and cast a shadow that reaches even to the present. Works are written either accepting this as the principle mode or in opposition to it, but this would appear to be the hallmark. No such work can be found in SF because it is not and has never been reducible to such a mode.

But the purposes of comparison, let us take as an example of SF Isaac Asimov’s Foundation Trilogy. I use that one for the expedient reason that both these works were on the same nomination ballet for Best Series in 1966, the only time till recently a Hugo Award was given for series. We can assume that at the time the nominations were made, an attempt to put forward broadly encompassing examples of what was considered best in SF was being made and Asimov’s was the work chosen. It won that award.

Firstly, the two works are nothing alike, which is to be expected. But the distinguishing features of the two are instructive. Starting with the aforementioned observation that Fantasy is anti-bureaucratic, consider that in LotR, it is the bureaucracies that are at the center of every calamity. Never mind the principle antagonists, take for example the Steward of Gondor, who is about as hide-bound a bureaucrat as one could want, and of course he has made a mess of things and has to go. Aragorn must take over, but in truth, what kind of preparation has he had for running things? He has spent most of the past several decades avoiding any kind of responsibility of an administrative nature and lived as a Ranger. This is an implicit virtue for him. Gandalf’s “order” is nowhere to be seen other than in the form of Saruman, who turns out to be basically an arms merchant. The elves, who might take some kind of lead in the struggle, have given it all up as a bad idea and are leaving, so whatever management skills they might have are about to be absent. The actual heroes of the tale are from the one place in Middle Earth that apparently has no government at all. This, in the great prose and sweep of the book, is put forward to be enough for everything to work fine in the aftermath of the war against Sauron, who is clearly a rather masterful politician (the rings he talked everyone into accepting, the alliances presumably built, etc) and administrator. Granted, he is loosely modeled on Hitler and his aggression reflective of Nazi Germany, which was seen then as the chief example of bureaucratic and technological overreach. At the end, there is only Aragorn, with no hint of an administrative machine. Quite intentionally, as the suggestion running throughout is the ability of peoples to manage themselves without such things.

Move to the Foundation stories and there is no instance in which bureaucracy is not only present but essential, and no one is arguing otherwise. The conflicts are over how things are to be administered, not whether or not they should be. The Empire, the Foundation, and the Second Foundation are each other variations on bureaucratic systems shown throughout the stories to be necessary to civilization. The crisis at the heart of the cycle is the collapse of the Empire, which leaves chaos in its wake. The solution is the expansion of the Foundation, which asserts new and more appropriate forms of administration. And the hidden Second Foundation, a collective of mathematicians, is concerned with the overall administration of the collapse-recovery. The one character that might be construed as anti-bureaucratic is the Mule, who has a singular gift and is shown ultimately as a incapable—a monarch against a collective.

Other significant features distinguishing the forms: The Scientist and the Wizard are completely on display for comparison—Hari Seldon and Gandalf. Seldon works with knowledge that, while difficult, requires no special powers to use, and which is open to all. Gandalf is a member of an arcane order of specially empowered custodians of knowledge kept secret. Gandalf recruits others to work with him, but does not (cannot) share his power, while Seldon recruits otherwise ordinary people to use what he freely offers. Seldon works within a system, Gandalf is above systems (or outside, which functionally within the story is the same thing). The universes depicted are quite different, based on distinct assumptions. There is no one achievement that solves the problems in the Foundation, but a series of adroit adaptations and situational responses collectively leading to less chaos, while in Middle Earth everything depends on Aragorn accepting his place as king (the flowering of the tree symbolizes exactly this) and the destruction of an artifact the purpose of which is to empower the ultimate in evil bureaucracy.

As noted, however, Foundation, while displaying the conditions and requirements of a science fiction work, is not in any way The Exemplary Text, but is only one example of myriad. This is because SF is not concerned with the kind of mythic reification which informs most Fantasy. SF has little use for myth, seeing it usually as a set of prejudices which require examination and, frankly, constraint. SF, as one aspect of the “science” intrinsic to the form, is constructed for the purpose of analyzing and understanding the world, rather than imposing preconceptions designed to validate illusions of destiny. Middle Earth only “works” when all the destiny-driven elements are in their proper place. If they fall out of harmony, things enter an entropic slide. In SF, there is no such condition of harmony.

I take it as stipulated that there are exceptions on both sides of the divide, but they are usually curiously clunky things the chief effect of which is a kind of off-balanced drunkard’s walk that is often accidentally appealing. I mentioned cognitive dissonance in relation to Washington Irving’s Rip Van Winkle, which I regard as a prototypical Fantasy of the kind that recognizes the divide. In the story, Rip, harried by his wife, picks up his rifle to go hunting, encounters what are clearly elves (fairies, leprechauns, “little people”) who invite him to a game of Nine Pins. He is drawn into their party, he drinks too much, and falls asleep, to awaken 20 years later and find the world has changed. The place where he had slept is a kind of bubble attached to the “real” world wherein the rules of time are different. This is a Fantasy realm. As depicted, though, it is apart from and not of “this” world. It is not, in the story, somewhere Rip can return. Fast forward to the novel Little, Big by John Crowley and we see the same idea of an adjunct universe wherein the fading world of Faerie can be found, a bubble universe that keeps shrinking as the modern world encroaches. (Crowley has addressed the transition from the Old World of magic and alchemy to the New World of science and technology often, most especially in his excellent Aegypt Cycle.) The overlap between the two realms is inconsistent, fading, and clearly definitive. In a sense, such stories are a recognition of the changes that followed in the wake of the Enlightenment, and as such are profoundly nostalgic. (Nostalgia imbues subtext in much Fantasy; what else are the Gray Havens but a dream of nostalgia?)

I have taken time to delineate the differences between SF and Fantasy in response to what have become cyclic attempts to define them as somehow the Same Thing. On the surface, and by the most facile of definitional characteristics, they seem to share a great deal and therefore may appear essentially the same. But essentially, in their constructions and presumptions and primary concerns, they are not. They operate differently because their assumptions about the world are apposite—the world as a material realm as well as the structures humans build to operate in the world.

What distinguishes SF from other forms is the way in which the conceits of the setting—the world, if you will—necessitate an examination in order to fully enter into the fictive experience. The differences in that world set it apart from our own in specific ways, ways which permit a distinct reading experience. The way in which this is done sets up an expectation that everything encountered is accessible with the proper tools. In some cases, it is the world we believe we are moving into from the present. In other cases it is a world we might have inhabited given certain alternate choices in our past. But in either case it is a world comprehensible as a habitable place possible by virtue of the mechanisms derived from the philosophical stance called Science. Science itself does not have to be visible on the page, nor does it necessarily have to be science as we presently know it. It only has to be framed in such a way as to validate our present understanding of the universe available to us derived from the practice called Science.

Which brings us back to my initial criteria: SF is epistemological fiction. The narrative power is in the character’s encounter with that new world.

And what about myth? Fantasy is derived from our conception of myth as ur-story, a fundamental narrative that runs through everything. It takes as given that myth is wired into existence as experienced by sapient beings—us—and represents a reservoir of validation and reification that, properly encountered, gives us our identity. While the narrative frames of myth are powerful and SF can certainly utilize them for effect, myth in SF is simply another part of the world that is to be examined and understood. SF, like science, is not concerned with repeating the dictates of a distant shaping force—that is where notions of Destiny and Fate come from—but in putting them on the workbench and taking them apart to see how (and if) they work. (The first step in freeing ourselves from the expectations of unquestioned tradition.) The universe in which such forces are accepted as real outside social structures is not the universe of science or SF. In that way, SF is not about finding new myths for a modern age, but about constantly reevaluating the age and aggressively keeping our options open.

Which is why there is not and probably cannot be a primary SF text. Reassessment like that does not permit things to “settle” into the kind of stasis where one set of meanings above all others can emerge. SF, therefore, is an assertively destabilizing practice. Unlike Fantasy which constantly seeks equilibrium and, ideally, stasis. (Whether this is achieved is unimportant, only that this is the goal.)

Therefore, Science Fiction and Fantasy are distinct practices which overlap in certain aesthetic effects but in the end seek different literary goals and offer, for the careful reader, distinct pleasures.

Bewildered

Richard Powers has been skirting the edges of genre for years. He has exhibited the talent of consistently defying category while producing work that can, with a slight shift of perspective, be read as solidly within certain categories.

The question has always been—what category?

He has written about atomic physics, A.I., terrorism, biodiversity, virtual reality, genetic engineering, all convincingly and with a commitment to consequence found primarily in science fiction of the first water.

Now he has put science fiction itself front and center in a new novel that powerfully blends the soul of a family with the science of cosmology, neurology, and ecology and the sense of wonder that comes from imagining new worlds. Bewilderment is a profound examination of colliding worlds, both personal, global, and epistemological.

Bewilderment: A Novel: Powers, Richard: 9780393881141: Amazon.com: Books

Theo Byrne is an astrobiologist. His work requires him to imaginatively hypothesize about extrasolar planetary ecologies as part of the search for new worlds. He is plugged into the community involved with finding and identifying exoplanets and advocating for further research.

His son, Robin, nine going on ten, is, broadly speaking, a special needs kid who is both brilliant and troubled. They share a love of ecologies and a commitment to the natural world enhanced by Theo’s late wife, Alyssa, who had been a dedicated eco-warrior running a non-profit and advancing legislation in an attempt to save the ecosystem. Her ghost haunts them both, inspires them, and in some ways tortures them, especially Theo, who feels he has never risen to the level of commitment she felt.

The story is set in an alternate reality in a United States that is sliding toward autocracy, threatening Theo’s work and, ultimately, Robin’s chance for the stability he needs to be effective pursuing his passions.

All the elements of a dystopian thriller are in place, but that is not where Powers takes us. The apparatus of government is left in place and the characters struggle with it in familiar (though uncomfortable) ways. There is no revolution being planned or carried out, at least not on the page. But it sets the stage for an ongoing background dialogue about the nature of science in conflict with ideologies.

The primary story is Theo trying to provide the best possible life for Robin and it is as heartfelt and affecting as one could want. Theo is in many ways out of his depth, treading water, and fighting to keep an unsympathetic world at bay while he works to get Robin through to a place where he can function in that world.

The science fiction comes in unexpectedly and wonderfully in Theo and Robin’s relationship. Theo is a longtime fan. He mentions that he still has over 2000 science fiction paperbacks and that he was inspired to pursue science (like so many scientists and engineers) by reading SF. But the best part is how he and Robin, as part of their nightly ritual before bedtime, will go visit a planet. Theo constructs one and they travel to it. These sections are beautifully-imagined and clearly drawn from decades of science fiction. This alone justifies the genre as among the most human forms of creation.

This is not the only aspect of the novel which depends on the tools of science fiction. There is an experimental neuroscience program, there is work on a new orbital telescope (to be positioned near Saturn) to enable unprecedented views of exoplanets, there is a whole worldview in play involving a defense of science and imagination.

Powers is an artist and the work at hand reads as an eloquent study of people in conflict with the world and their own souls. It revolves around the gravity well of love and the ties of the past even as we strive to progress.

Genre has long appeared to be a sort of antithesis to what some regard as “genuine” literature, despite examples of works which function comfortably within genre conventions which no one takes as any kind of handicap. Writers like Richard Powers demonstrate the absurdity of such balkanization. But he also shows the importance of taking your starting assumptions seriously, unlike those writers who, intentionally or otherwise, lock themselves into a category of their own creation by a lack of attention to the aspects of their projects which they seem to feel do not require as much (or any) respect.

Bewilderment is a literary novel that also happens to be science fiction. And a love story. And a political drama. By paying equal attention to each element and treating them seriously, he shows both that what is otherwise “mere” genre can achieve powerful, vital humanistic effect that centers on the journey of the mind and heart through a world contoured by dreams, hopes, and the realities of an imagination unafraid to go to new worlds.

Seeking Meaning In Sand

I have not yet seen the new film version of Dune. I may write about it after I do, although it is not the entire story. What I am interested in here is the ongoing obsession with the novel. This will be the third cinematic iteration. Famously, there are two uncompleted versions, one by Jodowrosky and another by Ridley Scott. We know how far the former came because there is a fascinating documentary about it, but as for Scott’s version there are mainly rumors and statements that he wanted to do one. Personally, I would have been interested to see that one—I very much like Ridley Scott’s palette: even those of his films that don’t quite work for other reasons I find wonderful to look at—and in some ways he has perhaps played around the edges of it through his Alien franchise. (The first film starts on a world that might have been Arakkis, the second is evocative of Gede Prime, the others keep returning to desert worlds, in theme if not setting. And Ripley becomes a kind of ghola as she is resurrected again and again.)

What is it about the original novel that compels the ongoing obsession, not only of filmmakers, but of fans? (There would be no funding for the films if the audience were not so large and committed. That speaks to the book.)

The history of the novel is something of a publishing legend, like other groundbreaking books. Multiple rejections, ultimate publication, often in a limited way, and a growing audience over years. Dune was famously rejected something like 27 times before finally being taken up by a publisher better known for automobile manuals.

It was, however, serialized in one of the top science fiction magazines, Analog, so dedicated SF readers were the first to encounter it, and doubtless formed the primary audience. I remember reading the ACE paperback from the late Sixties. Its impact on me was almost too large to detail.

I was used to science fiction novels being under 200 pages—average then was 160. From the Golden Age forward you rarely found one more than 250 pages. Stranger In A Strange Land by Robert A. Heinlein was an outlier at 408 in its first hardcover incarnation. So here I find this massive book more like the so called classics I’d been reading—Dickens, Dumas, Dostoevsky, Tolstoy—crammed into the cover of a mass market paperback which included a glossary and indexes, explanatory material (every bit as fictional as the main narrative). It felt important. I was 14, it was dense, I struggled through it. (It led to a profound teaching moment in how to read which I’ve written about elsewhere.) I could feel my horizons expand, even though at the basic level of story it was no more or less fascinating than most other good science fiction novels I had read. But it opened possibilities for narrative depth.

A handful of other novels came out around that time that exploded the confines of the thriller-format SF had been kept to—John Brunner’s Stand On Zanzibar and The Sheep Look Up; Robert A. Heinlein’s The Moon Is A Harsh Mistress; Ursula K. Le Guin’s The Dispossessed and The Left Hand Of Darkness; and the coming rage for trilogies (many of which were single narratives published economically in three volumes). By the mid-Seventies publishing had changed to accommodate a new idea of what an SF novel could be, including expanded length to include what has become known as World Building (a technique which in some instances supplanted more important aspects of fiction). Not all by itself, but certainly as a point of history, Dune helped make this possible by creating a market for fuller expositions and more detailed construction. This alone might make it significant.

But that alone would not have made it a perennial seller, almost constantly in print ever since. If Frank Herbert had written nothing else, Dune would have made his career.

It was followed up by two more—Dune Messiah and Children of Dune—completing a cycle. That first trilogy stands as a unified work. The second two books are plot-driven indulgences, but not superfluous. The second trilogy…publishing had discovered by then that science fiction could be best-selling fiction and a frenzy of large advances and high-profile publications mark the late Seventies and early Eighties. Herbert’s publisher enabled him to indulge himself with a second trilogy that often leaves people puzzled. But it kept the spotlight on the primary work.

David Lynch’s movie enlarged the audience again. That film, by a director with a certain reputation for examining the macabre oddnesses of humanity, is a spectacular curiosity. It is a mixed bag of brilliance and weird choices.

Then came a modestly-budgeted miniseries on the SyFy Channel, which went on to include the second two novels. It did a much better job of telling Herbert’s story. The chief complaints seem to be the results of that budget (and that Sting did not reprise the role of Feyd Rautha). It gets dismissed too readily, as if the world were waiting for the “real” cinema treatment.

Which we now, by all accounts, have.

As I say, I have not seen it yet. I want to address the book and its seeming tenacity.

One of the things Herbert did was lace his tale with wise-sounding profundities in the form of aphorisms and epigrams. Each chapter starts with a quote from some serious work by the presumed chronicler of the hero’s life. They sound like quotes from works like the I Ching or SunTzu’s Art of War. This was not a new trick when Herbert did it, but he was particularly adept at it in this book. It is a far future in which, presumably, philosophy has transformed along with everything else. The quasi-feudal politics and economics are given a veneer of newness this way, as if to signal that while it looks like something one would find in the 12th Century, it is not quite the same thing, but you have to take the author’s word for it, because it is the future. The quotes set an aesthetic tone that, among other things, allows us to assume something else is going on instead of just the same old historical thing. In science fiction, veneers matter—they work like orchestrations in a symphony, selecting the right instrument for the right phrase, coloring it. (Veneers should never be mistaken for the story or the theme, which is something unobservant critics do all the time.)

Seriousness established, every significant decision becomes inhabited by purpose, meaning, resonance, and a justification that raises the level of what we read almost to that of destiny, certainly of mythmaking. With this, the writing itself need not be spectacular, just functional.

There are passages in Dune that are breathtaking in what they describe. The ecological aspects of the novel, while in some ways absurd in terms of actual science, take on the same immanence as anything the actors possess. In a way, Dune is one of the first terraforming novels, embracing the idea that human action can transform an entire world. (A couple of years later, we see much more of this, often more pointedly, as in works like Le Guin’s The Word For World Is Forest—again, the novel opens up a field of possibilities, or at least prepares an audience for more of the same.)

But the characters are hard to relate to—this is a story about archetypes and aristocrats in conflict with emperors and churches. The ordinary people get lost amid the giant legs of the SF manifestations of Greek Heroes. We read this novel for the plot and world and the political revelations. We become engaged because this is in important ways a Lawrence of Arabia story—one toxically mixed with Faust. We read it because we are aware that gods and deserts change the world.

We read it because, as well, we are enamored of the idea of Enlightenment in a Pill.

Herbert was always working in the fields of mind-altering drugs—possibly his best and most relatable novel in this vein is The Santarroga Barrier—and with Melange, the Spice, he created the ultimate in mind-expanding temptations. Its use gives humanity (and others) the universe. Time and space can be brought to heel with it. Visions, prophecies, and clarity are on offer. But it is the ultimate Faustian bargain, for its loss will destroy everything.

It is aptly named. Melange, a mixture of often incongruous elements. A mess, if you will, but messes can evoke wonder, even seem beautiful.

At the heart of this Faustian conundrum are the Fremen, patterned after the Bedu of the Middle East. They are trapped on a world with profoundly limited resources and must be kept that way for the benefit of the rest of the universe. Not quite slaves, but certainly not masters of their own world. Freeing them courts disaster—because part of that freedom entails remaking their world, making it wet. Water, though, is poison to the giant worms that produce the Spice.

Trap after trap after trap populates the novel. Disaster looms. The plot compels.

And of course the relevance to our reality could not be plainer. The teetering sets of balances, all of them with ethical pitfalls, allow Dune to remain trenchant, relevant, challenging. Added to this is the clear connection to the Greek tragedians (especially in the second trilogy—I suggest boning up on Aeschylus and Euripedes before trying them) which gives the book its ongoing frustration of clear, ethical resolution. (And cleverly he took the possibility of building machines that might aid people in their problem-solving off the table, by outlawing thinking machines. It’s all on us and what we bring to the game.)

A final thread woven through the book that seems to make it constantly popular is that it is a coming-of-age story that contains a biting critique of privilege. Whatever Paul might want to be for himself, he is born into a web of expectations that impose their demands from all sides, making any choice he might make impossible outside of a constructed destiny. The adolescent struggling to make sense of the world and find a way to live in it, thinking if only he were god and could command everything to be rational or at least amenable. Paul’s tragedy is that he in fact can become god—and then discovering that this is no solution, either.

How well this new movie deals with all this, I look forward to seeing. For the moment I simply wanted to examine some of the reasons this novel continues to find audiences and why so many filmmakers are drawn to it. The elements it contains transcend the limitations from which it suffers. But whatever the case, this is a novel that allows readers to find meaning—whether that meaning is in the novel or not.

2020 and Reading for Purpose

In a year that felt more like some surreal historical melodrama that ought to be safely turned into a documentary rather than something to cling to the future like a belly-full of bad booze, what we read may have been one of the most important choices we were able to make. Our lives constrained by a pandemic, we may have lived more vicariously than ever before, but we also dealt with the world as a landscape of impending doom in ways that perhaps our parents and grandparents may have in different ways, but was unique in the manner of it collision with reality and ignorance.

I think it fair to say that never before has so much information, understanding, and intellectual resource been so available to so many and yet rejected in turn to such a degree as to challenge one’s sanity. It seemed like the more we knew, the more concrete things we could say about so many things, the more too many people flat-out denied those very things that might have made the world a better place. Watching and listening to the news day to day was an agony of frustration.

So we—some of us—turned to reading for answers as well as escape. Answers to try to make sense of things, escape to give us the spiritual resources to cope with what we learned and what we saw.

I read, cover to cover, 63 books in 2020.

What science fiction I read was related mainly to the reading group I host. I read a lot of history, political philosophy, mysteries. I did not quite finish a rather excellent biography of John Maynard Keynes, which has proven to be a timely work that throws light on the history that brought us to where we are now. Zachary Carter’s The Price of Peace should, I suggest, be read with Binyamin Appelbaum’s The Economists’ Hour. Between them they illuminate the 20th century struggle with finding our way through the morass of slogans, competing theories, political opportunists, and national identities that seem to rely on the 19th Century concepts of poverty, property, and progress to justify a kind of fearful reluctance to simply adapt.

Along with these, Shawn Otto’s The War On Science is history of the anti-intellectualism in America that has dogged us since the beginning and has resulted now in a precarious moment in which the knowledge we derive from sound scientific practice has never been more necessary to our survival while living in a time when more people refuse to acknowledge anything outside their own concepts and prejudices. Along with this, a somewhat more theoretical but complimentary work is Why Trust Science? by Naomi Oseskes.

It would seem that our greatest enemy remains ignorance. Demagogues and con artists have become far more adept at manipulating and defrauding us in greater numbers than ever before and the only defense is our ability to reason, to sort through and measure and recognize nonsense, especially when it seems enriching, empowering, and edifying. Everything has taken on an urgency that strips us of time and room to judge, to assess, to think through. Decisions must be made now, while the offer lasts, don’t be late, get yours now.

In this struggle, the only thing that we can personally do is equip ourselves with the wide gaze of grounded perspective. History, economics, philosophy. They can appear daunting. But you only have to pick a book and start. It accrues. In time, something seemingly so removed from our present experience as Jill Lepore’s The Name of War, about King Phillip’s War, which set the pattern for the European conquest of America, takes on currency in the here and now. Speaking of Jill Lepore, her newest, If Then, about the forgotten Simulmatics Incorporated and its effect on American (and global) politics is an eye-opening expose of how we managed to corrupt our political systems with introduction of demographic analysis, ad-agency thinking, and datamining.

Economics, history…what about philosophy?

Outside specialized texts, I believe one cannot do better than good science fiction. Mary Robinette Kowal’s latest in her Lady Astronaut series, Relentless Moon, offers some surprising relevancy to the present as well as a terrific yarn set in an alternate history. Annalee Newitz’s Future of Another Timeline is a rumination on choice as well as a good time-travel story. Blackfish City by Sam J. Miller examines near-future global changes and the consequences of corporate capitalism disguised cleverly as a quest/revenge/rescue narrative.

I’ve been reading aloud to my partner for a while now. We did John Scalzi’s most recent trilogy, starting with The Collapsing Empire. His approach is in some ways perhaps “irreverent” but once you get past that surface facility, it’s a first-class trilogy.

Possibly the most beautiful writing I encountered this year was Robert MacFarlane’s Underland. He’s a naturalist/explorer whose previous work has been concerned with climbing mountains and related landscapes. In this he went down. In a magnificent rumination on ecologies and the underground, both natural and artificial, he has written beautifully about a world we ignore to our peril.

Alex Ross, music critic for the New York Times, whose previous book The Rest Is Noise, about music and 20th Century history, is wonderful, has published his intricate study of Wager and the impact he had on, well, everything. Wagnerism in some senses is an expression of the often-unacknowledged influence of art on politics and identity. Ross examines how Wagner became the focal point for movements and countermovements up till the present with his outsized presence in film scores. An aspect of history that deserves a bit more attention.

I have my to-be-read pile already building for 2021. It includes several books that I hope will help me ride the unpredictable currents of our ongoing struggle with the world. But never more strongly do I feel that the encounter with other minds through the agency of the written word is one of our best tools for managing and emerging from darkness. We have such a wealth of resource. I look around at the world and cannot help but feel that if more people simply read more and more widely, things would begin to resolve. Never before have we had it thrown in our faces with such force the costs of ignorance.

Here is wishing you all a safe and aspirational year. Read on, read well.

Hild, A World, A Novel

(This is a repost, done to correct  problem in the original)

 

It is completely fitting that science fiction writers should write historical fiction.  Both forms deal with the same background—alien worlds.

Because we live in a story-saturated era where access to the ages is easily had with a visit to the library, the local bookstore, the internet, movies, it is easy to assume we know—that we understand—the past, with the same cordial familiarity we experience our own personal history.  That people lived differently “back then” seems more a matter of fashion and technology, not a question of thought process or philosophy or world view.*  People lacked central heating and air conditioning, cars, television, telephones, indoor plumbing, antibiotics…but they lived essentially the same way.

Well, one could make a case that they did,  but you have to ask the question “In what ways did they live the same way?”  Therein lies the heart of good historical analysis and extrapolation.

Because while we can connect with people of the past in many very broad ways—they were human, they loved, they hated, they were greedy and generous, they were driven by passions, they dreamed—the specifics can school us in the range of the possible.  What does it mean to be human?

Far more than we might imagine.

But that’s where the novelist comes in, the writer who takes the time to grapple with those myriad distinctions and give us a look into those differences that are still, regardless of how remote they seem from our personal understanding of “human,”  part of who we are, at least potentially.

I mention science fiction at the beginning because at a certain level, if we’re dealing with something deeper than costume drama or plot-driven adventure fiction, the exercise of finding, comprehending, and actualizing on the page an entire period from the past—Republican Rome, Hellenic Greece, the Mesopotamia  of the Sumerians, the Kingdom of Chin, or post Roman England—is much the same as building a world out of logic and broad-based knowledgeable extrapolation.  In some instances, extrapolation is all-important because the fact is we simply do not know enough to more or less copy a record into a fictional setting.  Instead, we have to take the tantalizing scraps of what remain of that world and supply the connective tissue by imagining what must, what probably, what could have been there.  And in the process we discover a new world.

If done well, that newness becomes a mirror for us to perceive what we have overlooked in ourselves.  (Which is what good fiction ought to do anyway, but in the well-constructed historical it is a special kind of revelation.)

Seventh Century England is rich with the unknown, the ambiguous, the seductively out-of-reach.  It existed between one deceptively homogeneous era and another, between the Roman Empire and the emergence of the Holy Roman Empire.  More, it held some of the last vestiges of the once vast Celtic Empire.  It was a land where shadow-pasts vied for hegemony over the mythic substrate defining meaning for the warlords, petty kings, and mystics serving them. Pagan religions found themselves competing with this new Christianity, which had been around a while but was finally beginning to make significant headway among the competing kingdoms, looking for the leverage it needed to make itself an “official” religion with the authority to shove the others aside.

Into this came a woman who eventually mattered enough, given the overwhelming patriarchal structure of the day, to deserve a mention from the Venerable Bede (who saw women much as most men of his time did, necessary creatures in need of guidance and by dint of their sex lesser beings).  In Book 4 of his Ecclesiastical History of the English People we’re told of St. Hilda, who was by any measure of the era (and even ours) astonishing.  “Her prudence was so great…that even kings and princes asked and received her advice.”

A good novel starts with a good question and in this case it would be: Who was this woman and how did she get to this place?

A question to which Nicola Griffith impressively supplies an answer in her new novel, Hild, (Farrar, Strauss, Giroux).

Hild, later St. Hilda of Whitby, lived from 614 to 680.  She was a second daughter of minor nobility whose father died, leaving the family at the mercy of rival kingdoms.  Later she founded an abbey, where she remained the rest of her life, and was a teacher of prelates and princes.

Note that.  Seventh Century, at a time and in a place where women were little more than property, Hild could not only read but commanded respect.  That alone would make her fit subject for a big historical novel.  Certainly she would serve as the basis for a cathartic life-lesson to modern audiences about the innate power of women and the need to find and act upon one’s own identity.

But Griffith avoids this in some ways too easy path to sympathy for her character and does what superb history should—provides context and shows her character in situ, living as she would have.  Hild had her own problems to face and they are not ours.  Through the course of 560 pages of well-chosen and seemingly hand-polished words, Hild is given to us as a person, fully realized, of her own time.  This is a different world and these people did not see it as we do.

The success of a novel is in its ability to bring the reader entirely in and hold them, enmeshed, for the duration.  Griffith’s past novels have demonstrated that she can achieve this in both science fiction (Ammonite, Slow River) and noir thriller (The Blue Place, Stay, Always).  But in some ways those novels presented less of a challenge in their immersive requirements—they were closer to home, nearer to our own world, and allowed for reader assumptions to come into play.  (This is deceptive, of course, and is more a question of laziness on the part of the reader than on any artistic shortcuts a writer might take.)  Hild represents an order of magnitude greater risk on Griffith’s part, a kind of dance through a mine field of possible failures that could cause reader disconnect or, worse, a betrayal of her characters.  It is a great pleasure to note that she made no such missteps, got all the way to other side, world intact, with a character very much herself.

This is what historical fiction ought to do.  Take you and put you in a world that is quantitatively and qualitatively different and still engage your sympathies.  As we follow Hild from birth, through her education (under the guidance of her mother, who is herself remarkable) and into a young adulthood in which she comes into possession of some authority, we find ourselves shifting out of our comfort zones with respect to the givens of the world.

Hild is the first book of a trilogy, which will cover Hild’s whole life.  If the next two books are done with as much care, diligence, and grace as this, we are all in for a remarkable experience.

And out of the richly-wrought tapestry of difference, we really do find a connection across the centuries.  Just not where one might ordinarily look for one.

______________________________________________________

*World view is itself a phrase fraught with change, for to have one requires we have some notion of The World, and that has changed constantly over time.  What world?  How big?  Who is in it?  Look at the changes in the past five centuries, which some historians identify as the modern era.  We have gone from a flat earth at the center of a solar system which defined the limits of space to an uneven sphere orbiting an insignificant middle range star of a small galaxy that is one out of billions and billions of galaxies, with no evident limit to what comprises the universe.

Cinema Versus ‘Theme Parks’

“I don’t see them. I tried, you know? But that’s not cinema.  Honestly, the closest I can think of them, as well made as they are, with actors doing the best they can under the circumstances, is theme parks. It isn’t the cinema of human beings trying to convey emotional, psychological experiences to another human being.”

Martin Scorcese said that in an interview about Marvel superhero movies. The observation has sparked some controversy. A lot of people heard him trashing their favorite form of movie, others—including Francis Ford Coppola—found resonance with his statements.

The part of his statement I disagree with is the part that I hear every time someone from the literary world suggests science fiction is not “real” literature—because it doesn’t deal with humans experiencing authentic emotions in a meaningful context. In its own way, Mr. Scorcese has recast the classic dismissal of science fiction and fantasy in regards to film.

To which I would say, “Care to justify that in terms of cinema as a whole?” It can be argued, I think, that the gangster film on which Scorcese made his reputation is not a milieu about ordinary people having emotional experiences in common with their audience, but about a distinct subset of humanity that distorts itself into an extreme condition to pit itself against the world. Their experience are by definition, at least in cinema, going to be over-the-top, magnified, and at odds with the common. The backgrounds are likewise going to be exaggerated and often surreal, set-pieces to support encounters of violence and passions pared down by adrenaline to caricatures of ordinary daily experience. They “entertain” for precisely those factors that for two hours remove us from our mundane lives and give us entreé into lives we will (hopefully) never take part in. The point of them is to allow a vicarious experience completely out of the ordinary.

They are anchored to us by asking “How would we react in the same circumstances?” and honestly following the thread of answers to what connects these people to us.

But the characters themselves, while often despicable, are extraordinary.

As are the characters of the gunslinger, the private detective, the cop, the soldier, the knight, the barbarian, etc.

It is their extraordinariness that attracts us, holds our attention, and carries us along through unlikely adventures to, one hopes, a satisfying and cathartic conclusion.

How is that any different than what we see in Captain America? Iron Man? Thor?

Oh, they come from the worlds of science and fantasy and wield unusual abilities.

So, once again, because they appear to us in the context of science fictional settings and offer challenges outside historical experience, they are not legitimate cinema…

To an extent, Scorcese has a point. They do offer “theme park” rides. It takes a rather extraordinary film like Winter Soldier or, stepping to a different franchise, Wonder Woman to see the genuine human story beneath the glossy, glitzy, hyper-realized settings, but it’s there. And for those films that fail to deliver that human element, well, it’s not that they aren’t cinema, they’re just bad cinema.

But “cinema” has always indulged the exotic, the novel, the visually unique to achieve what may be argued to be its primary advantage as a medium. The full embrace of the exotic cannot be used to reclassify certain films as “not cinema” because they utilize exactly that potential.

No, this is another version of reaction to a genre distinction because you don’t get it.  It’s the reason several excellent SF films failed to find notice with the Academy for years because they were that “spacey kid stuff.” Now good SF is finally being recognized by the Academy, leaving the position of poorly-regarded declassé genre in need of a new resident, and in this instance Mssrs Scorcese and Coppola elect the big superhero franchises.

Let’s face it—there have always been superhero films. Dirty Harry is a species of superhero, as is Jason Bourne and James Bond. Chuck Norris and Steven Segal have made their share of superhero films. And when you think about it, just about any Western where the hero faces impossible odds and wins is a superhero film. One could go down the list and find just cause to name any number of historical or quasi-historical epics as members of that club. Robin Hood is a superhero. The Lone Gunman story is a species of superhero film. And these all draw from various mythologies that are readily accessible as superhero stories. Hercules, Cuchulain, Gilgamesh, Samson…

Of course these films are cinema. Just as science fiction is literature.

You just have to speak the language.