I have not yet seen the new film version of Dune. I may write about it after I do, although it is not the entire story. What I am interested in here is the ongoing obsession with the novel. This will be the third cinematic iteration. Famously, there are two uncompleted versions, one by Jodowrosky and another by Ridley Scott. We know how far the former came because there is a fascinating documentary about it, but as for Scott’s version there are mainly rumors and statements that he wanted to do one. Personally, I would have been interested to see that one—I very much like Ridley Scott’s palette: even those of his films that don’t quite work for other reasons I find wonderful to look at—and in some ways he has perhaps played around the edges of it through his Alien franchise. (The first film starts on a world that might have been Arakkis, the second is evocative of Gede Prime, the others keep returning to desert worlds, in theme if not setting. And Ripley becomes a kind of ghola as she is resurrected again and again.)
What is it about the original novel that compels the ongoing obsession, not only of filmmakers, but of fans? (There would be no funding for the films if the audience were not so large and committed. That speaks to the book.)
The history of the novel is something of a publishing legend, like other groundbreaking books. Multiple rejections, ultimate publication, often in a limited way, and a growing audience over years. Dune was famously rejected something like 27 times before finally being taken up by a publisher better know for automobile manuals.
It was, however, serialized in one of the top science fiction magazines, Analog, so dedicated SF readers were the first to encounter it, and doubtless formed the primary audience. I remember reading the ACE paperback from the late Sixties. Its impact on me was almost too large to detail.
I was used to science fiction novels being under 200 pages—average then was 160. From the Golden Age forward you rarely found one more than 250 pages. Stranger In A Strange Land by Robert A. Heinlein was an outlier at 408 in its first hardcover incarnation. So here I find this massive book more like the so called classics I’d been reading—Dickens, Dumas, Dostoevsky, Tolstoy—crammed into the cover of a mass market paperback which included a glossary and indexes, explanatory material (every bit as fictional as the main narrative). It felt important. I was 14, it was dense, I struggled through it. (It led to a profound teaching moment in how to read which I’ve written about elsewhere.) I could feel my horizons expand, even though at the basic level of story it was no more or less fascinating than most other good science fiction novels I had read. But it opened possibilities for narrative depth.
A handful of other novels came out around that time that exploded the confines of the thriller-format SF had been kept to—John Brunner’s Stand On Zanzibar and The Sheep Look Up; Robert A. Heinlein’s The Moon Is A Harsh Mistrress; Ursula K. Le Guin’s The Dispossessed and The Left Hand Of Darkness; and the coming rage for trilogies (many of which were single narratives published economically in three volumes). By the mid-Seventies publishing had changed to accommodate a new idea of what an SF novel could be, including expanded length to include what has become known as World Building (a technique which in some instances supplanted more important aspects of fiction). Not all by itself, but certainly as a point of history, Dune helped make this possible by creating a market for fuller expositions and more detailed construction. This alone might make it significant.
But that alone would not have made it a perennial seller, almost constantly in print ever since. If Frank Herbert had written nothing else, Dune would have made his career.
It was followed up by two more—Dune Messiah and Children of Dune—completing a cycle. That first trilogy stands as a unified work. The second two books are plot-driven indulgences, but not superfluous. The second trilogy…publishing had discovered by then that science fiction could be best-selling fiction and a frenzy of large advances and high-profile publications mark the late Seventies and early Eighties. Herbert’s publisher enabled him to indulge himself with a second trilogy that often leaves people puzzled. But it kept the spotlight on the primary work.
David Lynch’s movie enlarged the audience again. That film, by a director with a certain reputation for examining the macabre oddnesses of humanity, is a spectacular curiosity. It is a mixed bag of brilliance and weird choices.
Then came a modestly-budgeted miniseries on the SyFy Channel, which went on to include the second two novels. It did a much better job of telling Herbert’s story. The chief complaints seem to be the results of that budget (and that Sting did not reprise the role of Feyd Rautha). It gets dismissed too readily, as if the world were waiting for the “real” cinema treatment.
Which we now, by all accounts, have.
As I say, I have not seen it yet. I want to address the book and its seeming tenacity.
One of the things Herbert did was lace his tale with wise-sounding profundities in the form of aphorisms and epigrams. Each chapter starts with a quote from some serious work by the presumed chronicler of the hero’s life. They sound like quotes from works like the I Ching or SunTzu’s Art of War. This was not a new trick when Herbert did it, but he was particularly adept at it in this book. It is a far future in which, presumably, philosophy has transformed along with everything else. The quasi-feudal politics and economics are given a veneer of newness this way, as if to signal that while it looks like something one would find in the 12th Century, it is not quite the same thing, but you have to take the author’s word for it, because it is the future. The quotes set an aesthetic tone that, among other things, allows us to assume something else is going on instead of just the same old historical thing. In science fiction, veneers matter—they work like orchestrations in a symphony, selecting the right instrument for the right phrase, coloring it. (Veneers should never be mistaken for the story or the theme, which is something unobservant critics do all the time.)
Seriousness established, every significant decision becomes inhabited by purpose, meaning, resonance, and a justification that raises the level of what we read almost to that of destiny, certainly of mythmaking. With this, the writing itself need not be spectacular, just functional.
There are passages in Dune that are breathtaking in what they describe. The ecological aspects of the novel, while in some ways absurd in terms of actual science, take on the same immanence as anything the actors possess. In a way, Dune is one of the first terraforming novels, embracing the idea that human action can transform an entire world. (A couple of years later, we see much more of this, often more pointedly, as in works like Le Guin’s The Word For World Is Forest—again, the novel opens up a field of possibilities, or at least prepares an audience for more of the same.)
But the characters are hard to relate to—this is a story about archetypes and aristocrats in conflict with emperors and churches. The ordinary people get lost amid the giant legs of the SF manifestations of Greek Heroes. We read this novel for the plot and world and the political revelations. We become engaged because this is in important ways a Lawrence of Arabia story—one toxically mixed with Faust. We read it because we are aware that gods and deserts change the world.
We read it because, as well, we are enamored of the idea of Enlightenment in a Pill.
Herbert was always working in the fields of mind-altering drugs—possibly his best and most relatable novel in this vein is The Santarroga Barrier—and with Melange, the Spice, he created the ultimate in mind-expanding temptations. Its use gives humanity (and others) the universe. Time and space can be brought to heel with it. Visions, prophecies, and clarity are on offer. But it is the ultimate Faustian bargain, for its loss will destroy everything.
It is aptly named. Melange, a mixture of often incongruous elements. A mess, if you will, but messes can evoke wonder, even seem beautiful.
At the heart of this Faustian conundrum are the Fremen, patterned after the Bedu of the Middle East. They are trapped on a world with profoundly limited resources and must be kept that way for the benefit of the rest of the universe. Not quite slaves, but certainly not masters of their own world. Freeing them courts disaster—because part of that freedom entails remaking their world, making it wet. Water, though, is poison to the giant worms that produce the Spice.
Trap after trap after trap populates the novel. Disaster looms. The plot compels.
And of course the relevance to our reality could not be plainer. The teetering sets of balances, all of them with ethical pitfalls, allow Dune to remain trenchant, relevant, challenging. Added to this is the clear connection to the Greek tragedians (especially in the second trilogy—I suggest boning up on Aeschylus and Euripedes before trying them) which gives the book its ongoing frustration of clear, ethical resolution. (And cleverly he took the possibility of building machines that might aid people in their problem-solving off the table, by outlawing thinking machines. It’s all on us and what we bring to the game.)
A final thread woven through the book that seems to make it constantly popular is that it is a coming-of-age story that contains a biting critique of privilege. Whatever Paul might want to be for himself, he is born into a web of expectations that impose their demands from all sides, making any choice he might make impossible outside of a constructed destiny. The adolescent struggling to make sense of the world and find a way to live in it, thinking if only he were god and could command everything to be rational or at least amenable. Paul’s tragedy is that he in fact can become god—and then discovering that this is no solution, either.
How well this new movie deals with all this, I look forward to seeing. For the moment I simply wanted to examine some of the reasons this novel continues to find audiences and why so many filmmakers are drawn to it. The elements it contains transcend the limitations from which it suffers. But whatever the case, this is a novel that allows readers to find meaning—whether that meaning is in the novel or not.